Resolution 14461CITY OF ALAMEDA RESOLUTION NO14461 .
APPROVING INTERIM EXPENDITURES PRIOR TO ADOPTION OF THE
OPERATING BUDGET AND CAPITAL IMPROVEMENTS FOR FY09-10
WHEREAS, State law requires that the City of Alameda adopt an annual budget
representing a financial plan for conducting the affairs of the City of Alameda for the
fiscal year beginning July 1, 2010 and ending June 30, 2011; and
WHEREAS, there will be submitted to the City Council, at a future meeting, the
Operating Budget and Capital Improvements for FY10-11; and
WHEREAS, the proposed Operating Budget and Capital Improvements for FYI 0-
11 includes several expenditures prior to the adoption of the City of Alameda Operating
Budget and Capital Improvements;
NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of
Alameda hereby approves interim expenditures of the City of Alameda prior to the
approval of the City of Alameda Operating Budget and Capital Improvements for Fri 0-
11 at the levels set by the City Operating and Capital Improvement Budget for FY09-10
to allow payment of routine expenses including payroll and vendor expenses at prior
year's level.
1, the undersigned, hereby certify that the foregoing Resolution was duly and
regularly adopted and passed by the Council of the City of Alameda during the Special
Joint City Council, Alameda Public Financing Authority, Alameda Reuse and
Redevelopment Authority and Community improvement Commission meeting on the
24th day of June, 2010, by the following vote to wit:
AYES: Counciimembers deHaan, Gilmore, Matarrese, Tam
and Mayor Johnson - 5.
NOES: None.
ABSENT: None.
ABSTENTIONS: None.
IN WITNESS, WHEREOF, I have hereunto set my hand and affixed the official seal of
said City this 25th day of June, 2010.
Lara Weisiger, Ci
City of Alameda
COMMUNITY IMPROVEMENT COMMISSION
OF THE CITY OF ALAMEDA RESOLUTION NO. 10 -1+6 8
APPROVING INTERIM EXPENDITURES PRIOR TO ADOPTION OF THE
OPERATING BUDGET AND CAPITAL IMPROVEMENTS FOR FY10 -11
WHEREAS, State law requires that the Community Improvement Commission of
the City of Alameda adopt an annual budget representing a financial plan for conducting
the affairs of the Community improvement Commission for the fiscal year beginning July
1, 2010 and ending June 30, 2011; and
WHEREAS, there will be submitted to the Community Improvement Commission,
at a future meeting, the Operating Budget and Capital improvements for FY10 -11; and
WHEREAS, the proposed Operating Budget and Capital Improvements for FY10-
11 includes several expenditures prior to the adoption of the Community Improvement
Commission Operating Budget and Capital Improvements;
NOW, THEREFORE, BE IT RESOLVED that the Community Improvement
Commission of the City of Alameda hereby approves interim expenditures of the
Community Improvement Commission prior to the approval of the Community
Improvement Commission Operating Budget and Capital Improvements for FY10 -11 at
the levels set by the City Operating and Capital Improvement Budget for FYO9 -10 to
allow payment of routine expenses including payroll and vendor expenses at prior
year's level.
1, the undersigned, hereby certify that the foregoing Resolution was duly and
regularly adopted and passed by the Community improvement Commission of the City of
Alameda in a Special Joint City Council, Alameda Public Financin g Authority, Alameda
=
Reuse and Redevelopment Authority and Community Improvement Commission meeting
on the 24th day of June, 2010, by the following vote to wit:
�' g
AYES: Commissioners deHaan, Gilmore, Matarrese, Tam
and chair Johnson- 5.
NOES: None.
ABSENT: None.
ABSTENTIONS: None.
IN WITNESS, WHEREOF, 1 have hereunto set my hand and affixed the official seal of said
Commission this 25th ay of June, 2010.
Lara Weisiger, Secret
Community lmprovem- ommission
Community 1 v 7ne t Commission
CITY OF ALAMEDA RESOLUTION NO. 14462
APPROVING REVISED DOCUMENTS RELATED TO THE ISSUANCE
OF REFUNDING BONDS FOR THE CITY'S COMMUNITY FACILITIES
DISTRICT NO. 1 (HARBOR BAY) AND MARINA VILLAGE
ASSESSMENT DISTRICT 89 -1, AND AUTHORIZING ACTIONS IN
CONNECTION THEREWITH
WHEREAS, on June 15, 2010 the City Council of the City of Alameda
(the "City ") adopted Resolution No. 14459 (the "Prior Resolution ") authorizing
the issuance of two series of refunding bonds (the "Local Obligations ") and the
sale of the Local Obligations to the Alameda Public Financing Authority (the
"Authority ") in order to provide funds to refund the outstanding City of Alameda
Community Facilities District No 1 (Harbor Bay) 1996 Special Tax Refunding
Bonds (the "Prior CFD Bonds ") and the outstanding Limited Obligation
Improvement Bonds, City of Alameda, Marina Village Assessment District 89 -1,
Series 89 -1 (the "Prior Assessment Bonds "), resulting in lower future special tax
levies on homeowners in the City's Community Facilities District No 1 (Harbor
Bay) (the "CFD ") and lower future assessment levies on properties in the City's
Marina Village Assessment District 89 -1 (the "Assessment District "); and
WHEREAS, the Prior Resolution also approved the sale by the Authority
of bonds of the Authority (the "Authority Bonds ") the proceeds of which are to
be used to purchase the Local Obligations, and certain documents related
thereto including a Preliminary Official Statement describing the Authority
Bonds, the Local Obligations, the CFD and the Assessment District; and
WHEREAS, in order to obtain the most favorable credit ratings for the
Authority. Bonds resulting in lower interest rates for the Authority Bonds and the
Local Obligations, City Staff and the co- financial advisors to the Authority for
the Authority Bonds have determined that it is necessary to revise the
Preliminary Official Statement to allow for two series of the Authority Bonds to
be issued, a senior series and a subordinate series; and
WHEREAS, there is on file with the City Clerk a revised draft of the
Preliminary Official Statement, and the City Council now desires to approve the
revised Preliminary Official Statement and to authorize the sale of the Authority
Bonds in two series as describe therein, so that the Authority Bonds ma y be
sold and issued at the lowest possible interest cost, and thereby the Local
Obligations maybe issued at the lowest possible interest cost.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF
THE CITY OF ALAMEDA as follows:
Section 1. The revised Preliminary Official Statement for the Authority
Bonds, in the form on file with the City Clerk, is hereby approved and the
revised Preliminary Official Statement is hereby authorized to be distributed to
prospective purchasers of the Authority Bonds in the form hereby approved,
together with such additions thereto and changes therein as are determined
necessary or desirable by the City Manager, upon consultation with Disclosure
Counsel and the City Attorney, to make the revised Preliminary official
Statement final as of its date for purposes of Rule 15c2 -12 of the Securities
and Exchange Commission. The City Manager is hereby authorized to execute
a final official Statement in the form of the revised Preliminary Official
Statement, together with such changes as are determined necessary by the
City Manager, upon consultation with Disclosure Counsel and the City Attorney,
to make such Official Statement complete and accurate as of its date. The
distribution of the final Official Statement for the Authority Bonds and any
supplement thereto to the purchasers of the Authority Bonds is hereby
authorized.
Section 2. The sale of the Authority Bonds in two series, as described In
the revised Preliminary Official Statement, is hereby approved.
Section 3. References to the "Purchase Contract" in Section 6 of the
Prior Resolution are hereby deleted.
Section 4. Except for the approval of the revised Preliminary official
Statement, the approval of the sale of the Authority Bonds in two series as
contemplated by the revised Preliminary Official Statement, and the deletion of
references to the Purchase Contract in the Prior Resolution, as provided for in
Section 1, 2 and 3 above, the terms and provisions of the Prior Resolution are
hereby affirmed.
Section 5. The Mayor, City Manager, City Clerk and Treasurer of the
City and any other officers or staff of the City are hereby authorized and
directed to take any actions and execute and deliver any and all documents as
are necessary to accomplish the issuance, sale and delivery of the Local
Obligations and the Authority Bonds and the refunding of the Prior CFD Bonds
and the Prior Assessment Bonds in accordance with the provisions of the Prior
Resolution and this Resolution, and the fulfillment of the purposes of the Local
Obligations as described in the Prior Resolution and the revised Preliminary
Official Statement.
Section 6. This Resolution shall take effect upon its adoption by this City
Council.
* * * * * * * *
I, the undersigned, hereby certify that the foregoing Resolution was duly and
regularly adopted and passed by the Council of the City of Alameda during the Special
Joint City Council, Alameda Public f=inancing Authority, Alameda Reuse and
Redevelopment Authority and Community Improvement Commission meeting on the
24th day of June, 2010, by the following vote to wit:
AYES: Councilmembers deHaan, Gilmore, Matarrese,
and Mayor Johnson - 4.
NOES: None.
ABSENT: None.
ABSTENTIONS: Councilrrember Tam
IN WITNESS, WHEREOF, 1 have hereunto set my hand and affixed the official seal of
said City this 25th day of June, 2010.
Lara Weisiger, Cit Ole
City of Alameda
ALAMEDA PUBLIC FINANCING AUTHORITY RESOLUTION NO. 10-21
APPROVING REVISED DOCUMENTS RELATED TO LOCAL
AGENCY REFUNDING REVENUE BONDS (HARBOR BAY CFD
AND MARINA VILLAGE AD), AND AUTHORIZING ACTIONS IN
CONNECTION THEREWITH
WHEREAS, on June 15, 2010, the Board of Directors of the Alameda
Public Financing Authority (the "Authority ") adopted Resolution No. 10 -20 (the
"Prior Resolution ") authorizing the sale and issuance of bonds of the Authority
(the "Bonds ") the proceeds of which are to be used to purchase two series of
bonds (the "Local Obligations ") of the City of Alameda (the "City') and thereby
provide funds to refund the outstanding City of Alameda Community Facilities
District No. 1 (Harbor Bay) 1996 Special Tax Refunding Bonds (the "Prior CFD
Bonds ") and the outstanding Limited Obligation Improvement Bonds, Cit y of
Alameda, Marina Village Assessment District 89 -1, Series 89-1 (the "Prior
Assessment Bonds "), resulting in lower future special tax levies on
homeowners in the City's Community Facilities District No. 1 (Harbor Ba y) and
lower future assessment levies on properties in the City's Marina Village
Assessment District 89 -1; and
WHEREAS, the Prior Resolution approved and authorized the execution
and delivery of various documents related to the sale and issuance of the
Bonds, including an Indenture, a Notice of Intention, an Official Notice of Sale
and a Preliminary Official Statement (collectively, the "Bond Documents "); and
WHEREAS, in order to obtain the most favorable credit ratings for the
Bonds resulting in lower interest rates for the Bonds, City Staff and the co-
financial advisors to the Authority for the Bonds have determined that it is
necessary to revise the Bond Documents to allow for two series of the Bonds to
be issued, a senior series and a subordinate series; and
WHEREAS, there are on file with the Secretary of the Authority revised
drafts of Bond Documents, and the Board of Directors now desires to approve
the revised Bond Documents and to authorize their execution and delivery so
that the Bonds may be sold and issued at the lowest possible cost to the
Authority.
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF
DIRECTORS OF THE ALAMEDA PUBLIC FINANCING AUTHORITY as
follows:
Section 1. The Indenture, the Notice of Intention and the Official
Notice of Sale, in the respective forms on file with the Secretary (collectively,
the "Revised Bond Documents "), are hereby approved and the Executive
Director is hereby authorized and directed to execute the Revised Bond
Documents in the forms hereby approved, with such additions therein and
changes thereto as the Executive Director, upon consultation with the City
Attorney and Bond Counsel, deems necessary or desirable, with such approval
to be conclusively evidenced by the execution and delivery of the Revised Bond
Documents by the Authority.
Section 2. The revised Preliminary Official Statement for the Bonds, in
the form on file with the Secretary, is hereby approved and distribution of the
revised Preliminary Official Statement to prospective purchasers of the Bonds
in such form, together with such additions thereto and changes therein as are
determined necessary or desirable by the Executive Director of the Authority,
upon consultation with the City Attorney and Disclosure Counsel, to make such
Preliminary Official Statement final as of its date for purposes of Rule 15c2 -12
of the Securities and Exchange Commission, is hereby authorized. The
Executive Director of the Authority is hereby authorized to execute a final
Official Statement in the form of the revised Preliminary Official Statement,
together with such changes as are determined necessary by the Executive
Director, upon consultation with the City Attorney and Disclosure Counsel, to
make the Official Statement complete and accurate as of its date. The
distribution of the final Official Statement for the Bonds and any supplement
thereto to the purchasers of the Bonds following its execution by the Authorit y is
hereby authorized.
Section 3. Section 10 of the Prior Resolution is hereby amended and
restated to read as follows: The firms of Sequoia Financial. Group LLC and
Westhoff, Cone & Holmstedt are hereby designated as Co- Financial Advisors
to the Authority with respect to the Authority Bonds. The Executive Director is
hereby authorized to enter into agreements with said firms for its services as
Co- Financial Advisors, said agreements to be in a form acceptable to the
Executive Director and the City Attorney."
Section 4. Except for the approval of the Revised Bond Documents,
the approval of the revised Preliminary Official Statement, and the amendment
and restatement of Section 10 of the Prior Resolution, as provided for in
Sections 1, 2 and 3 above, the terms and provisions of the Prior Resolution are
hereby affirmed. The Board of Directors hereby specifically affirms its direction
in the Prior Resolution to the effect that no award of the Bonds or sale of the
Bonds shall occur unless the present value savings of the debt service on the
Bonds is at least six percent (6 %) when compared to the remaining scheduled
aggregate debt service on the Prior CFD Bonds and the Prior Assessment
Bonds.
Section 5. The Chair, Vice Chair, Secretary, Executive Director and
Treasurer of the Authority and any other officers or staff of the Authorit y are
hereby authorized and directed to take any actions and execute and deliver any
and all documents as are necessary to accomplish the issuance, sale and
delivery of the Bonds, the purchase of the 2010 CFD Bonds and the 2010
Reassessment Bonds (as such terms are defined in the Prior Resolution) with
proceeds of the Bonds, and the refunding and defeasance of the 1996 Bonds
-2-
and the 1999 Bonds (as such terms are defined in the Prior Resolution) in
accordance with the documents approved by this Resolution. In the event that
the Executive Director of the Authority is unavailable to sign any document
authorized for execution herein or in the Prior Resolution, the written designee
of the Executive Director may sign such document.
Section 6. This Resolution shall take effect upon its adoption by the
Board of Directors.
1, the undersigned, hereby certify that the foregoing Resolution was duly and
regularly adopted and passed by the Board of Directors of the Alameda Public Financing
Authority in a Special Joint City council, Alameda Public Financing Authority, Alameda
Reuse and Redevelopment Authority and Community improvement Commission meeting
on the 24th day of June, 2010, by the following vote to wit:
AYES: Board members deHaan, Gilmore, Matarrese and
Chair Johnson -4.
NOES: None.
ABSENT: None.
ABSTENTIONS: Board member Ta
IN WITNESS, WHEREOF, I have hereunto set my hand and affixed the official seal of said
Authority this 25th day of June, 2010.
Lara Weisiger, Secreta
Alameda Public Financ`ng R uthority