Resolution 11903CITY OF ALAMEDA RESOLUTION NO. 11903
AUTHORIZING THE EXECUTION OF AN AGREEMENT WITH
MUNICIPAL RESOURCE COMPANY FOR AUDIT OF CITY
PROPERTY TRANSFER TAX AND UTILITY USER TAX
REVENUES
WHEREAS, the City Council of the City of Alameda is
desirous of insuring that all revenues it is entitled to is
received on a timely basis; and
WHEREAS, Municipal Resource Consultants has submitted a
proposal to assist the City of Alameda in insuring that revenues
are appropriately collected and transmitted to the City on a timely
basis;
NOW, THEREFORE, BE IT RESOLVED that the City Council of
the City of Alameda hereby authorizes the execution of an agreement
with Municipal Resource Consultants (see Exhibit A attached) to
rn the services as enumerated.
rryATTORNFY
I, the undersigned, hereby certify that the foregoing Resolution
was duly and regularly adopted and passed by the Council of the
City of Alameda in regular meeting assembled on the 5th day of -
December , 1989, by the following vote to wit:
AYES: CouncilmemherS Arneriche Camiciae Thomas, Withrow and
President Corica 5,
NOES: None,
ABSENT: None.
ABSTENTIONS: None.
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the
official seal of said City this 6th day of December , 1989.
City C rk of the City of Alameda
Va ...' a t-L a, a®L J'.J VIN 1V J LJ L hlV 1 a
A partnership of John T Austin, Inc. & Allen W Charkou', Inc.
Westlake Village, LA 913(11
(818) 991 -5220
Central California
(209) 432-6039
Northern California
(415) 838 -1115
November 17, 1989
Ms. Zenda James
Director of Finance
City of Alameda
Room 312 City Hall
Alameda, CA 94501
Re: Utility Users Tax Audit Service
Dear Ms. James:
Municipal Resource Consultants (MRC) hereby proposes to
provide a self - funding utility users tax audit service to
the City of Alameda (City). The objective, scope of
service, timing and compensation are summarized as follows:
1. OBJECTIVE
The objective of MRC's proposed service is to assist
the City in realizing all of the utility users tax
income to which it is entitled.
2. SCOPE OF SERVICES
The tasks to be accomplished by MRC are summarized as
follows:
o Meet with designated City official(s) to review
service objectives and scope, procedures, MRC
workplan schedule, public relations and logistical
matters. We will also establish an appropriate
liaison with the City's coordinator and logical
checkpoints for reviewing the project's progress.
Note: With the exception of this initial meeting,
MRC's service requires no time or effort on the
part of City staff.
o Review applicable provisions of the City's
municipal code and ordinances adopted by the City.
o Inventory and analyze utility providers /users
subject to the City's code /ordinances.
EXHIBIT A
Ms. Zenda James
November 17, 1989
Page 2
o Represent the City for the purpose of examining
records pertaining to utility users taxes
collected by the various utility providers on
behalf of the City in order to identify and
confirm errors that are resulting in deficient
payment of utility users tax to the City.
o For each error identified and confirmed, prepare
documentation to substantiate and facilitate the
City's recovery of utility users tax due from
eligible prior periods (plus applicable interest
and penalties) and prevent recurring deficiencies
in current and future years.
o Meet with designated City official(s) to review
and discuss our findings and recommendations.
o Provide additional assistance as necessary to
support City in recovering and preventing utility
users tax deficiencies.
3. TIMING
We are prepared to commence the assignment within 30
days following authorization with the objective of
completing it within 180 working days thereafter.
4. COMPENSATION
In order to make the proposed service self-funding for
the City, MRC's compensation shall be entirely
predicated and contingent upon the results achieved.
The staff time and expenses incurred by MRC in
providing the service shall be entirely the
responsibility of MRC.
Under this arrangement the City agrees to:
o Pay MRC an amount equal to 25% of the deficiency
recoveries from eligible prior periods (plus
associated charges for penalties and interest) and
the incremental utility users tax income realized
by the City for the first 18 months following
delivery of MRC's report and confirmation that the
error(s) causing the deficiencies has/have been
corrected due to MRC's efforts;
Ms. Zenda James
November 17, 1989
Page 3
o Invoice the providers/users responsibilities for
the utility users tax deficiencies (plus
associated charges for penalties and interest)
identified and confirmed by MRC within 30 days
following receipt of MRC's report; and
o Notify MRC within 10 days following the City's
receipt of payments from businesses invoiced for
deficiencies resulting from MRC's utility users
tax audit service. Upon being notified of the
City's receipt of payments, MRC will then invoice
the City for 25% of the amount(s) received.
Earned compensation is due and payable upon
receipt of billings.
5. SUMMARY & CONCLUSION
Should you have any questions regarding the proposed
service or our compensation, we are prepared to respond
promptly.
Should the City decide to use this proposal and the
general provisions attached under Exhibit A (which are
incorporated into this agreement) as the contract,
please indicate acceptance by returning an executed
copy to my attention. The original is for your
records. Thank you.
ACCEPTED FOR THE ACCEPTED FOR MUNICIPAL
CITY OF ALAMEDA SOURCE ONSULTANTS
By:
Title:
. ustin, Inc.
Partner
Date: Date: November 17, 1989
GENERAL PROVISIONS
1. Independent Contractor. At all times during the tenu
of this Contract, Municipal Resource Consultants (Consultant)
shall be an Independent Contractor and shall not be an
employee of the City of Alameda (City). City shall have the
right to control Consultant only insofar as the results of
Consultant's services rendered pursuant to this Agreement;
however, City shall not have the right to control the means by
which Consultant accomplishes services rendered pursuant to
this Agreement.
2. Liability. City shall not be called upon to assume
any liability for direct payment of any salaries, wages, or
other compensation to any Consultant personnel or
subcontractor performing services hereunder for City, or any
liability other than provided for in this Agreement.
City shall not be liable for compensation or indemnity to any
Consultant employee or subcontractor for injury or sickness
arising out of his/her employment, or for any negligent
actions of the Consultant or its employees.
All persons employed in the performance of such services and
functions shall be employees of Consultant, and as such shall
not, for any purposes, be considered employees of City and
therefore shall have no right to any City service, civil
service, or other City status.
3. Subcontracts. Any subcontracts entered into by
Consultant for services to be rendered towards the completion
of Consultant's portion of this Agreement shall be for
Consultant's benefit alone, and as such shall be its
responsibility with no liability resting on the City.
Consultant agrees to provide a list of all subcontractors to
be used in connection with services to be rendered toward the
completion of its portion of this Agreement to the City within
ten (10) working days of execution of this Agreement.
4. Licenses, Permits, Etc. Consultant represents and
warrants to City that he has all licenses, permits,
qualifications and approvals of whatsoever nature which are
legally required for Consultant to practice his profession.
Consultant represents and warrants to City that Consultant
shall, at his sole cost and expense, keep in effect or obtain
at all times during the term of this Agreement any licenses,
permits, and approvals which are legally required for
Consultant to practice his profession.
uLnzxbiL YKUV151VN5
PAGE 2
5. Time. Consultant shall devote such time to the
performance of services pursuant to this Agreement as may be
reasonably necessary for satisfactory performance of
Consultant's obligations pursuant to this Agreement. Neither
party shall be considered in default of this Agreement to the
extent performance is prevented or delayed by any cause,
present or future, which is beyond the reasonable control of
the party.
6. Insurance.
(a)
(b)
Public Liability. During the term of this
Agreement, Consultant shall maintain in
full force and effect a policy of public
liability insurance with minimum coverages
as follows: $1,000,000 for injury to one
person in any one occurrence; $1,000,000
aggregate; and, $50,000.00 for property
damage. Consultant shall cause the City,
its officials and employees to be named on
all liability policies described above as
insured as respects: (1) activities
performed for the City by or on behalf of
the named insured, (2) products and
completed operations of the Named Insured,
and (3) premises owned, leased or used by
the Named Insured.
Worker's Compensation. During the term of
this Agreement, Consultant shall fully
comply with the terms of the law of
California concerning worker's
compensation. Said compliance shall
include, but not be limited to,
maintaining in full force and effect one
or more policies of insurance insuring
against any liability Consultant may have
for worker's compensation.
7. Consultant Not Agent. Except as City may specify
in writing, Consultant shall have no authority, express or
implied to act on behalf of City of any capacity whatsoever as
an agent. Consultant shall have no authority, express or
implied, pursuant to this Agreement to bind City to any
obligation whatsoever.
8. Assignment Prohibited. No party to this
Agreement may assign any right or obligation pursuant to this
agreement. Any attempt of purported assignment of any right
or obligation pursuant to this Agreement shall be void and of
no effect.
GENERAL PROVISIONS
PAGE 3
9. Personnel. Consultant shall assign only
competent personnel to perform services pursuant to this
Agreement. In the event that City, in its sole discretion, at
any time during the term of this Agreement, desires the
removal of any person or persons assigned by Consultant to
perform services pursuant to this Agreement, Consultant shall
remove any such person immediately upon receiving notice from
City of the desire of City for the removal of such person or
persons.
10. Standard of Performance. Consultant shall
perform all services required pursuant to this Agreement in
the manner and according to the standards observed by a
competent practitioner of the profession in which Consultant
is engaged in the geographical area in which Consultant
practices his profession. All products of whatsoever nature
which Consultant delivers to City pursuant to this Agreement
shall be prepared in a substantial, first class and
workmanlike manner and conform to the standards of quality
normally observed by a person practicing in Consultant's
profession.
11. City Representative. The City Manager or his
designee is the representative of the City and will administer
this Agreement for the City.
12. Termination. This Agreement may terminate on
ten (10) days written notice by either party, or within such
time as both parties may find necessary to conclude the work
currently under way and to summarize Consultant's findings for
City.
13. Indemnity and Hold Harmless. Consultant shall
assume the defense of, and indemnify and save harmless, the
City, its officers, employees, and agents, and each and every
one of them, from and against all actions, damages, claims,
losses or expenses of every type and description to which they
may be subjected or put, by reason of, or resulting from, the
performance of the work, provided that such action, damage,
claims, loss, or expense is attributable to bodily injury,
sickness, disease or death, or to injury to, or destruction of
property, whether upon or off the work, including the loss of
use thereof, and is caused in whole or in part by any
negligent act or omission of the Consultant, and
subcontractor, anyone directly or indirectly employed by any
of them or anyone for whose acts any of them may be liable,
whether or not it is caused in part by a party indemnified
hereunder.
GENERAL PROVISIONS
PAGE 4
14. Equal Employment Opportunity: During the
performance of this Agreement, Consultant, for itself, its
assignees and successors in interest, agrees as follows:
a. Compliance With Regulations: Consultant shall
comply with the Executive Order 11246 entitled "Equal
Employment Opportunity,: as labor regulations (41 C.F.R. Part
60), hereinafter referred to as the "Regulations."
b. Nondiscrimination: Consultant, with regard to the
work performed by it after award and prior to completion of
the work pursuant to this Agreement, shall not discriminate on
the ground of race, color, religion, sex or national origin in
the selection and retention of subcontractors, including
procurements of materials and leases of equipment.
c. Solicitation for Subcontractor, Including
Procurements of Materials and Equipment: In all solicitations
either by competitive bidding or negotiations made by
Consultant for work to be performed under any subcontract,
including procurements of materials or equipment, such
potential subcontractor or supplier shall be notified by
Consultant of Consultant's obligation under this Agreement and
the Regulations relative to nondiscrimination on the ground of
race, color, religion, sex or national origins.
d. Information and Reports: Consultant shall provide
all information and reports required by the Regulations, or
orders and instructions issued pursuant thereto, and will
permit access to its books, records, accounts, other sources
of information and its facilities as may be determined by the
City to be pertinent to ascertain compliance with such
Regulations, orders and instructions. Where any information
required of Consultant is in the exclusive possession of
another who fails or refuses to furnish this information,
Consultant shall so certify to the City and shall set forth
what efforts it has made to obtain the information.
e. Sanctions for Noncompliance: In the event of
noncompliance by Consultant with the nondiscrimination
provisions of this Agreement, the City shall impose such
contract sanctions as it may determine to be appropriate,
including, but not limited to:
(1) Withholding of payments to Consultant under the
contract until Consultant complies;
(2) Cancellation, termination, or suspension of the
Agreement, in whole or in part.
L.LNERAL PROvisiONS
PAGE 5
f. Incorporation of Provisions: Consultant shall
include the provisions of paragraphs a through e in every
subcontract, including Regulations, order, or instructions
issued pursuant thereto. Consultant shall take such action
with respect to any Regulations, order or instructions issued
pursuant thereto. Consultant shall take such action with
respect to any subcontract or procurement as the City may
direct as a means of enforcing such provisions, including
sanctions for noncompliance; provided, however, that in the
event Consultant becomes involved in, or is threatened with,
litigation with a subcontractor or supplier as a result of
such direction, Consultant may request City to enter such
litigation to protect the interests of the City.
A partnership of John T. Austin, Inc. & Allen W. Charknw, Inc.
Westlake Village, CA 91361
(818) 991 -5220
Central Caloornir
(209) 432 -6039
Northern CallOrnia
(415) 838 -1115
October 23, 1989
Ms. Zenda James
Director of Finance
City of Alameda
Room 312 City Hall
Alameda, CA 94501
Re: Property Transfer Tax Audit Service
Dear Ms. James:
Municipal Resource Consultants (MRC) hereby proposes to
provide a self- funding property transfer tax audit service
to the City of Alameda (City). The objective, scope of
service, timing and compensation are summarized as follows:
1. OBJECTIVE
The objective of MRC's proposed service is to assist
the City in realizing all of the property transfer tax
income to which it is entitled.
2. SCOPE OF SERVICES
The tasks to be accomplished by MRC are summarized as
follows:
o Meet with designated City official(s) to review
service objectives and scope, procedures, MRC
workplan schedule, public relations and logistical
matters. We will also establish an appropriate
liaison with the City's coordinator and logical
checkpoints for reviewing the project's progress.
Note: With the exception of this initial
meeting, MRC's service requires no time or effort
on the part of City staff.
o Review property transfer tax legal provisions with
regard to their applicability to transactions
involving property located in the City.
Ms. Zenda James
October 23, 1989
Page 2
o Procure from County of Alameda (County) a detailed
listing indicating for the period 1985 to present
the property transfer tax distribution payments to
the City including for each property transferred,
identification (street address and APN),
description, transfer date and actual or allocated
transaction value.
o Research private and public record sources (beyond
the County) in order to compile data on City
properties involved in change-of-ownership
transactions since 1985, including real estate
sales/purchases and business mergers/acquisitions.
o Represent City for the purpose of examining
records pertaining to property transfer taxes in
order to identify and confirm errors that are
resulting in deficient payment to the City.
o For each error identified and confirmed, prepare
documentation to substantiate and facilitate the
City's recovery of property transfer tax due from
eligible prior periods (plus applicable interest
and penalties) and prevent recurring deficiencies
in current and future years.
o Meet with designated City official(s) to review
and discuss our findings and recommendations.
o Provide additional assistance as necessary to
support City in recovering and preventing property
transfer tax deficiencies.
3. TIMING
We are prepared to commence the assignment within 10
days following authorization with the objective of
completing it within 180 working days thereafter.
4. COMPENSATION
In order to make the proposed service self-funding for
the City, MRC's compensation shall be entirely
predicated and contingent upon the results achieved.
The staff time and expenses incurred by MRC in
providing the service shall be entirely the
responsibility of MRC.
venue Jetmes
• October 23, 1989
Page 3
Under this arrangement the City agrees to:
o Pay MRC an amount equal to 25% of the deficiency
recoveries from eligible prior periods (plus
associated charges for penalties and interest) and
the incremental property transfer tax income
realized by the City for the first 18 months
following delivery of MRC's report and
confirmation that the error(s) causing the
deficiencies has/have been corrected due to MRC's
efforts;
o Invoice the responsible party (e.g. County,
taxpayer) for the property tax deficiencies (plus
associated charges for penalties and interest)
identified and confirmed by MRC within 30 days
following receipt of MRC's report; and
o Notify MRC within 10 days following the City's
receipt of payments and/or credit offsets
resulting from MRC's property transfer tax audit
service. Upon being notified of the City's
receipt of payments and/or credit offsets, MRC
will then invoice the City for 25% of the
amount(s) received. Earned compensation is due
and payable upon receipt of billings.
5. SUMMARY & CONCLUSION
Should you have any questions regarding the proposed
service or our compensation, we are prepared to respond
promptly.
Should the City decide to use this proposal and the
general provisions attached under Exhibit A (which are
incorporated into this agreement) as the contract,
please indicate acceptance by returning an executed
copy to my attention. The original is for your
records. Thank you.
ACCEPTED FOR THE ACCEPTED FOR MUNICIPAL
CITY OF ALAMEDA RESDUR CONSULTAN
By:
Title:
Date: Date:
B
ohn . Austin, Inc.
Partner
October 23, 1989
EXHIBIT "A"
GENERAL PROVISIONS
1. Independent Contractor. At all times during the term
of this Contract, Municipal Resource Consultants (Consultant)
shall be an Independent Contractor and shall not be an
employee of the City of Alameda (City). City shall have the
right to control Consultant only insofar as the results of
Consultant's services rendered pursuant to this Agreement;
however, City shall not have the right to control the means by
which Consultant accomplishes services rendered pursuant to
this Agreement.
2. Liability. City shall not be called upon to assume
any liability for direct payment of any salaries, wages, or
other compensation to any Consultant personnel or
subcontractor performing services hereunder for City, or any
liability other than provided for in this Agreement.
City shall not be liable for compensation or indemnity to any
Consultant employee or subcontractor for injury or sickness
arising out of his /her employment, or for any negligent
actions of the Consultant or its employees.
All persons employed in the performance of such services and
functions shall be employees of Consultant, and as such shall
not, for any purposes, be considered employees of City and
therefore shall have no right to any City service, civil
service, or other City status.
3. Subcontracts. Any subcontracts entered into by
Consultant for services to be rendered towards the completion
of Consultant's portion of this Agreement shall be for
Consultant's benefit alone, and as such shall be its
responsibility with no liability resting on the City.
Consultant agrees to provide a list of all subcontractors to
be used in connection with services to be rendered toward the
completion of its portion of this Agreement to the City within
ten (10) working days of execution of this Agreement.
4. Licenses, Permits, Etc. Consultant represents and
warrants to City that he has all licenses, permits,
qualifications and approvals of whatsoever nature which are
legally required for Consultant to practice his profession.
Consultant represents and warrants to City that Consultant
shall, at his sole cost and expense, keep in effect or obtain
at all times during the term of this Agreement any licenses,
permits, and approvals which are legally required for
Consultant to practice his profession.
uzINLItat, YXUVISIONS
PAGE 2
5. Time. Consultant shall devote such time to the
performance of services pursuant to this Agreement as may be
reasonably necessary for satisfactory performance of
Consultant's obligations pursuant to this Agreement. Neither
party shall be considered in default of this Agreement to the
extent performance is prevented or delayed by any cause,
present or future, which is beyond the reasonable control of
the party.
6. Insurance.
(a)
Public Liability. During the term of this
Agreement, Consultant shall maintain in
full force and effect a policy of public
liability insurance with minimum coverages
as follows: $1,000,000 for injury to one
person in any one occurrence; $1,000,000
aggregate; and, $50,000.00 for property
damage. Consultant shall cause the City,
its officials and employees to be named on
all liability policies described above as
insured as respects: (1) activities
performed for the City by or on behalf of
the named insured, (2) products and
completed operations of the Named Insured,
and (3) premises owned, leased or used by
the Named Insured.
(b) Worker's Compensation. During the term of
this Agreement, Consultant shall fully
comply with the terms of the law of
California concerning worker's
compensation. Said compliance shall
include, but not be limited to,
maintaining in full force and effect one
or more policies of insurance insuring
against any liability Consultant may have
for worker's compensation.
7. Consultant Not Agent. Except as City may specify
in writing, Consultant shall have no authority, express or
implied to act on behalf of City of any capacity whatsoever as
an agent. Consultant shall have no authority, express or
implied, pursuant to this Agreement to bind City to any
obligation whatsoever.
8. Assignment Prohibited. No party to this
Agreement may assign any right or obligation pursuant to this
agreement. Any attempt of purported assignment of any right
or obligation pursuant to this Agreement shall be void and of
no effect.
GENERAL PROVISIONS
PAGE 3
9. Personnel. Consultant shall assign only
competent personnel to perform services pursuant to this
Agreement. In the event that City, in its sole discretion, at
any time during the term of this Agreement, desires the
removal of any person or persons assigned by Consultant to
perform services pursuant to this Agreement, Consultant shall
remove any such person immediately upon receiving notice from
City of the desire of City for the removal of such person or
persons.
10. Standard of Performance. Consultant shall
perform all services required pursuant to this Agreement in
the manner and according to the standards observed by a
competent practitioner of the profession in which Consultant
is engaged in the geographical area in which Consultant
practices his profession. All products of whatsoever nature
which Consultant delivers to City pursuant to this Agreement
shall be prepared in a substantial, first class and
workmanlike manner and conform to the standards of quality
normally observed by a person practicing in Consultant's
profession.
11. City Representative. The City Manager or his
designee is the representative of the City and will administer
this Agreement for the City.
12. Termination. This Agreement may terminate on
ten (10) days written notice by either party, or within such
time as both parties may find necessary to conclude the work
currently under way and to summarize Consultant's findings for
City.
13. Indemnity and Hold Harmless. Consultant shall
assume the defense of, and indemnify and save harmless, the
City, its officers, employees, and agents, and each and every
one of them, from and against all actions, damages, claims,
losses or expenses of every type and description to which they
may be subjected or put, by reason of, or resulting from, the
performance of the work, provided that such action, damage,
claims, loss, or expense is attributable to bodily injury,
sickness, disease or death, or to injury to, or destruction of
property, whether upon or off the work, including the loss of
use thereof, and is caused in whole or in part by any
negligent act or omission of the Consultant, and
subcontractor, anyone directly or indirectly employed by any
of them or anyone for whose acts any of them may be liable,
whether or not it is caused in part by a party indemnified
hereunder.
GENERAL PROVISIONS
PAGE 4
14. Equal Employment Opportunity: During the
performance of this Agreement, Consultant, for itself, its
assignees and successors in interest, agrees as follows:
a. Compliance With Regulations: Consultant shall
comply with the Executive Order 11246 entitled "Equal
Employment Opportunity,: as labor regulations (41 C.F.R. Part
60), hereinafter referred to as the "Regulations."
b. Nondiscrimination: Consultant, with regard to the
work performed by it after award and prior to completion of
the work pursuant to this Agreement, shall not discriminate on
the ground of race, color, religion, sex or national origin in
the selection and retention of subcontractors, including
procurements of materials and leases of equipment.
c. Solicitation for Subcontractor, Including
Procurements of Materials and Equipment: In all solicitations
either by competitive bidding or negotiations made by
Consultant for work to be performed under any subcontract,
including procurements of materials or equipment, such
potential subcontractor or supplier shall be notified by
Consultant of Consultant's obligation under this Agreement and
the Regulations relative to nondiscrimination on the ground of
race, color, religion, sex or national origins.
d. Information and Reports: Consultant shall provide
all information and reports required by the Regulations, or
orders and instructions issued pursuant thereto, and will
permit access to its books, records, accounts, other sources
of information and its facilities as may be determined by the
City to be pertinent to ascertain compliance with such
Regulations, orders and instructions. Where any information
required of Consultant is in the exclusive possession of
another who fails or refuses to furnish this information,
Consultant shall so certify to the City and shall set forth
what efforts it has made to obtain the information.
e. Sanctions for Noncompliance: In the event of
noncompliance by Consultant with the nondiscrimination
provisions of this Agreement, the City shall impose such
contract sanctions as it may determine to be appropriate,
including, but not limited to:
(1) Withholding of payments to Consultant under the
contract until Consultant complies;
(2) Cancellation, termination, or suspension of the
Agreement, in whole or in part.
GENERAL PROVISIONS
PAGE 5
f. Incorporation of Provisions: Consultant shall
include the provisions of paragraphs a through e in every
subcontract, including Regulations, order, or instructions
issued pursuant thereto. Consultant shall take such action
with respect to any Regulations, order or instructions issued
pursuant thereto. Consultant shall take such action with
respect to any subcontract or procurement as the City may
direct as a means of enforcing such provisions, including
sanctions for noncompliance; provided, however, that in the
event Consultant becomes involved in, or is threatened with,
litigation with a subcontractor or supplier as a result of
such direction, Consultant may request City to enter such
litigation to protect the interests of the City.