Resolution 11949CITY OF ALAMEDA RESOLUTION NO. 11949
AUTHORIZING APPLICATION FOR FISCAL YEAR 1990 -91 RENTAL
REHABILITATION GRANT FUNDS AND AUTHORIZING EXECUTION OF
CERTIFICATIONS AND GRANT AGREEMENT
WHEREAS, the City of Alameda has determined that there is a
need within the City for assistance in the preservation and
rehabilitation of existing rental housing units; and
WHEREAS, the City of Alameda is an eligible applicant for
Rental Rehabilitation Grant Funds as authorized by Section 17 of the
Housing Act of 1937 as amended;
NOW, THEREFORE, BE IT RESOLVED that the City Council of the
City of Alameda does hereby certify the following:
1. The submission of this Program Description is authorized
under State and local law, and the grantee possesses the legal authority
to carry out the Rental Rehabilitation Program described herein, in
accordance with 24 CFR Part 511;
2. The City's Rental Rehabilitation Program was developed
after consultation with the public and its description of program
activities in the "Program Activities" section of this Program
Description has been made available to the public;
3. The City's lower income benefit standard is hereby reduced
to 70 percent as provided by 24 CFR 511.10 (h)(2). The discussion of
lower income benefit in this Program Description contains a specific
explanation of the reasons why this reduced benefit in this Program
Description is necessary, which explanation complies with 24 CFR 511.10
(a)(2);
4. The City of Alameda has adopted a
policy conforming to the requirement of 24 CFR
policy will be made available to the public on
5. The City of Alameda will conduct
Rehabilitation Program in conformity with the
511.10 (m); and
6. The City of Alameda will conduct
Rehabilitation Program in accordance with the
Part 511.
written tenant assistance
511.10 (a)(2), and such
request.
and administer its Rental
requirements of 24 CFR
and administer its Rental
requirements of 24 CFR
7. The City of Alameda will provide a drug -free workplace by:
(a) Publishing a statement notifying employees that the
unlawful manufacture, distribution, dispensing,
possession or use of a controlled substance is
prohibited in the grantee's workplace and specifying
the actions that will be taken against employees for
violation of such prohibition;
(b) Establishing a drug -free awareness program to inform
employees about -
(1) The dangers of drug abuse in the workplace;
(2) The grantee's policy of maintaining a drug -free
workplace;
(3) Any available drug counseling, rehabilitation,
and employee assistance programs; and
(4) The penalties that may be imposed upon employees
for drug abuse violations occurring in the
workplace;
(c) Making it a requirement that each employee to be
engaged in the performance of the grant be given a
copy of the statement required by paragraph (a);
(d) Notifying the employee in the statement required by
paragraph (a) that, as a condition of employment under
the grant, the employee will -
(1) Abide by the terms of the statement; and
(2) Notify the employer of any criminal drug statute
conviction for a violation occurring in the
workplace no later than five days after such
conviction;
(e) Notifying the U.S. Department of Housing and Urban
Development within ten days after receiving notice
under subparagraph (d) (2) from an employee or
otherwise receiving actual notice of such conviction;
(f) Taking one of the following actions, within 30 days of
receiving notice under subparagraph (d) (2), with
respect to any employee who is so convicted -
(1) Taking appropriate personnel action against such
an employee, up to and including termination; or
(2) Requiring such employee to participate
satisfactorily in a drug abuse assistance or
rehabilitation program approved for such
purposes by a Federal, State, or local health,
law enforcement, or other appropriate agency;
(g) Making good faith effort to continue to maintain a
drug -free workplace through implementation of
paragraphs (a), (b), (c), (d), (e) and (f).
(h) The City further certifies that, if it is subsequently
determined that additional sites will be used for the
performance of work under the grant, it shall notify
the U.S. Department of Housing and Urban Development
immediately upon the decision to use such additional
sites by submitting a revised "Place of Performance"
form.
8. The City of Alameda will conduct and administer its Rental
Rehabilitation Program in accordance with the requirements of 24 CFR
Part 87 which prohibit the use of Federal funds in lobbying any and all
Federal officials and employees in connection with the award of any
Federal contract, grant or loan and which further require completion of
a "Disclosure Form to Report Lobbying" should the City use non - Federal
funds for such purpose.
BE IT FURTHER RESOLVED, that the City Council of the City of
Alameda does hereby authorize the City Manager to execute the
certifications, the Rental Rehabilitation Grant Agreement for FY 90 -91,
related documents and amendments.
I, the undersigned, hereby certify that the foregoing Resolution was
duly and regularly adopted and passed by the Council of the City of
Alameda in regular meeting assembled on the 17th.. of April, 1990,
by the following vote to wit:
AYES: Councilnbers Camicia, Withrow and Acting President Arnerich 3.
NOES: None.
ABSENT: Councillnember Thomas and President Corica - 2.
ABSTENTIONS: None.
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the
official seal to said City this 18th day o: =-- irJ 1990.
7
City - Ci!erk of the City of Alameda
CITY OF ALAMEDA
RENTAL REHABILITATION
PROGRAM DESCRIPTION
PROGRAM ACTIVITIES
During the 90 -91 fiscal year, the City of Alameda proposes to
implement a program which will result in the rehabilitation of
approximately six substandard rental units occupied by low- and
moderate - income households. Eligible rehabilitation activities may
include one or more of the following:
Correction of substandard conditions;
Essential improvements, including energy - related repairs 'and
improvements to permit the use of rehabilitated projects by
handicapped persons;
Repair of major housing systems in danger of failure; and
Other costs associated with the rehabilitation or rehabilitation
financing.
NEIGHBORHOOD SELECTION
The map included as Attachment A to this Program Description
delineates the boundaries of neighborhoods deemed eligible for
participation in this Program. This determination has been made on the
basis of 1980 census data provided by the U.S. Bureau of the Census
which demonstrates that a majority of the households in the selected
neighborhoods have incomes at or below 80 percent of the median for the
Metropolitan Statistical Area. Each of the selected neighborhoods has a
high concentration of rental property.
At the time of the 1980 census, the selected neighborhoods had
generally lower rental housing costs compared to other locations in the
City. Further evidence of this trend is provided through an analysis of
properties rented by Section 8 Existing Program certificate holders.
Alameda's experience during its two years of participation in the Rental
Rehabilitation Demonstration Program has been that the selected
neighborhoods are the most likely to be affordable to lower income
families in an extremely tight rental market. Although most of the
City's rehabilitation activity has been focused in these neighborhoods
for a number of years, there does not appear to be any significant
gentrification; conversely, the continuing availability of rental units
at Fair Market Rent levels appears to support the assumption that rents
are not likely to increase at a rate substantially greater than the
projected increase rate for the market area.
LOWER INCOME BENEFIT
Due to the housing patterns in the City of Alameda, it will be
necessary to reduce the benefit standard to 70 percent. Because of the
restrictive rental market conditions, many individuals who have obtained
affordable housing elect to remain in their units, often in spite of
substandard conditions and /or increases in personal income. As a
Page 1
result, few buildings are occupied solely by lower- income households,
and a program that meets the 100 percent benefit standard could not be
developed. In addition, this provision will minimize the displacement
of tenants in projects to be rehabilitated and it will provide a
reasonable margin for error due to unforeseen, sudden changes in
neighborhood rents The public has been consulted regarding this benefit
standard reduction.
The standard eligibility procedure used by the Housing Authority
will be followed to ensure tenant eligibility for the Program.
USE OF GRANT FUNDS FOR FAMILY HOUSING
Alameda's housing stock includes 15,934 rental units. Because any
of these units are small apartments carved out of larger structures
during World War II, rental units for larger families are in scarce
supply. Citywide, only 55 percent of the rental units have two or more
bedrooms. In the neighborhoods selected for participation in the Rental
Rehabilitation Program, this figure ranges from 37 percent to 63
percent, with the majority of the neighborhoods hovering just below 50
percent. Because of the scarcity of larger units, rental costs also
tend to be higher, even in those neighborhoods where rents are generally
affordable to low- and moderate- income families. In view of these
figures, the City proposes to use at least 70 percent of the rental
rehabilitation grant funds to rehabilitate units containing two or more
bedrooms and occupied prior to rehabilitation by larger low- income
families. Applications by owners for participation in the Program will
contain tenant eligibility information, including income, family size
and condition and size of each unit to be rehabilitated. In evaluating
applications for participation, priority status shall be given to units
containing three or more bedrooms. All other project features being
equal, the size of the unit and of the household occupying the unit
shall be a major determinant in the selection of units to be funded with
grant funds.
USE OF GRANT FUNDS FOR SUBSTANDARD UNITS OCCUPIED BY VERY LOW- INCOME
FAMILIES
Priority will be given to rehabilitating projects containing units
with substandard conditions that are occupied by very low- income
families before rehabilitation. Applications by owners for
participation in the Program will contain tenant eligibility
information, including income, family size and condition of each unit to
be rehabilitated. In evaluating applications for participation,
priority shall be given to units which are occupied by very low- income
families.
SELECTION OF PROPOSALS
Applications for participation in the Program will be sought until
such time as it is determined that an adequate number of proposals have
been received. This process may be repeated if, after initial screening
of the applications, it is determined that Program regulations cannot be
met.
Applications for participation in the Program will include the
following items:
Page 2
Property Data including name, address and contact number of the
owner; and current rents;
Tenant Application Form, or other suitable form completed by
householder of each unit to be rehabilitated with Grant funds;
Section 8 Housing Quality Standards Checklist for each unit to
be rehabilitated and for common areas;
Proposed Work Program, Time Frame and Cost Estimate; and
Proposed private financing options for matching funds.
The initial screening of the applications will consist of a review
by the Loan Panel composed of staff from the City of Alameda Community
Development Department and the City's Finance Director. Such review
will be conducted to determine that projects meet the following minimum
standards:
The applicant is the owner of record or the duly authorized
agent of the owner of record and has at least 20 percent equity
in the property proposed for rehabilitation;
The property is located in a neighborhood where the majority of
the households have incomes at or below 80 percent of the median
for the Area, as shown on the Project Area map;
At the time of application, at least 70 percent of the units are
occupied by lower income families; and
At the time of application, rents are at or below the Fair
Market Rent level as established by the Department of Housing
and Urban Development; and
The scope of the work shall not exceed the resources available.
Projects determined to meet the minimum standards for participation
will be ranked by the panel, with priority given to projects which:
Are owner occupied buildings;
Are owned by individuals who own no more than four units;
Have the highest proportion of units over 70 percent that are
occupied by lower - income families;
Have a higher proportion of very low- income families living in
substandard conditions; and /or
Have a higher proportion of lower - income large families residing
in units consisting of three or more bedrooms;
Appear to be capable of maintaining rents at affordable levels
beyond initial occupancy of the unit after rehabilitation;
Page 3
Appear to have a positive impact on the surrounding
neighborhood, as determined by a windshield survey of the
property.
Top- ranked applicants will be invited to meet with Program staff to
formalize the terms of the project. Included in the terms of the
project shall be a requirement that the owner maintain the property in
compliance with HUD, California and City standards for safe, decent,
sanitary and habitable housing.
FINANCIAL FEASIBILITY
Program delivery costs associated with the Rental Rehabilitation
Grant Program will be covered by the City's Community Development Block
Grant program, 10% of the 1989/90 Rental Rehab grant allocation
($5,400), and the Housing Authority's Annual Contributions Contract
Administrative Fees.
Program guidelines for the Rental Rehabilitation Grant Program
require that at least 50 percent of the financing for the proposed
rehabilitation come from private sources. Owners are required to
indicate private financing options at the time application for
participation in the Program is made. During the Rental Rehabilitation
Demonstration Program, the City provided local lenders with information
regarding the Program. Similar outreach activities continue to
familiarize local lenders with the goals of the Rental Rehabilitation
Grant Program.
NEIGHBORHOOD PRESERVATION
Because of the limited amount of funds available to the City for
rehabilitation loans, the impact of the Program on neighborhood
preservation will be minimal. However, to the extent that the Program
activity will conserve and improve the City's rental housing stock, it
is anticipated that the Program will have a positive impact on
neighborhood preservation in the City.
SCHEDULE FOR COMMITTING RENTAL REHABILITATION GRANT AMOUNTS
Rental Rehabilitation Grant funds will be committed according to
the following schedule:
1st Quarter
Invite applications
Screen and rank applications
Select properties
2nd Quarter
Negotiate loan terms and execute loan agreements
If applicable, prepare drawings and bid documents
If applicable, advertise and receive bids
Obtain permits
Start construction
Commit 30% of Funds
Page 4
3rd Quarter
Complete construction
If Grant funds remain, invite additional applications and repeat
process as described in the 1st and 2nd Quarter schedule
Commit 60% of Funds
4th Quarter
Commit 100% of Funds
NON - DISCRIMINATION AND EQUAL OPPORTUNITY
A. Methods for Informing the Public, Owners and Potential Tenants
About Federal Fair Housing Laws and the City's Affirmative
Marketing Policy
The City of Alameda shall inform the public and potential tenants
of its affirmative marketing policy by including the Equal Housing
Opportunity logos in any newspaper or media announcements regarding the
program. A description of applicable fair housing laws shall be
included in information provided to owners and tenants.
B. Requirements and Actions Re: Affirmative Marketing to be Carried
Out By Property Owners
Owners will be required to use the
affirmatively market vacant units:
Place advertisements in commercial media,
Times -Star, the Alameda Journal and /or the
applicants for vacant units; and
Notify the Alameda Housing Authority of the availability of
vacant units.
following methods to
such as the Alameda
Oakland Tribune, for
All public advertisements and solicitations for applicants of
vacant units shall use the Equal Housing Opportunity logotype or slogan.
Projects with more than 5 units shall also be required to display a fair
housing poster at the project site.
C. Special Outreach Efforts
Due to the tight rental market in the City of Alameda, the local
Housing Authority has lists of eligible applicants waiting for housing
assistance. The Housing Authority's list of over 1,000 applicants
includes persons of all racial /ethnic backgrounds.
D. Affirmative Marketing Recordkeeping and Assessment
The City shall keep a file containing copies of all documents and
public notices issued regarding the Program. Owners will be required to
maintain a similar file documenting advertisements and other forms of
notification and the use of the Equal Housing Opportunity logotype
therein.
Page 5
The City shall maintain racial, ethnic and gender characteristics
of tenants in rehabilitated units, and relocation data for displaced
households. The City's annual review of rental rehabilitation projects
will assess performance based on the information identified above.
Where it appears that the owner has failed to affirmatively market
vacant units in the manner prescribed, the City shall notify the owner
in writing of this finding and require that the owner present a written
plan to affirmatively market vacant units in the future.
As a condition of the loan award, owners shall be required to
certify that they will affirmatively market units in rehabilitated
projects through the provision of information regarding the availability
of units that are vacant after rehabilitation or that later become
vacant and that they will comply with the terms of this section of the
Program procedures for a period of seven years beginning on the date on
which all the units in the project are completed.
GRANTEE'S ORGANIZATIONAL STRUCTURE
The Rental Rehabilitation Grant Program will be operated by the
City of Alameda Community Development Department, Alameda City Hall,
Room 103 Oak Street at Santa Clara. For additional information, contact
Peter Ekstein.
PUBLIC HOUSING AUTHORITY PARTICIPATION
The Alameda Housing Authority has agreed to participate in the
Rental Rehabilitation Program and to provide Section 8 Certificates
and /or Vouchers in support of the City's Rental Rehabilitation Program.
A Memorandum of Understanding regarding the roles and responsibilities
of the City and the Housing Authority will be executed prior to
commitment of funds to any private party. The activities of the Alameda
Housing Authority relative to the administration of the Rental
Rehabilitation Grant Program will be managed by Louise VandeVeere,
Director of Housing Programs, Alameda Housing Authority, 1916 Webster
Street, Alameda, 94501, (415)522 -8422.
PER DWELLING UNIT GRANT AMOUNTS
The City has the following limits for grant award per unit: $5,000
for zero berdroom units, $6,500 for one - bedroom units, $7,500 for
two- bedroom units and $8,500 for three - bedroom or larger units.
Descr157Jan 89
Revised 3/15/90
Page 6
PLACE OF PERFORMANCE
FOR CERTIFICATION REGARDING DRUG -FREE WORKPLACE REQUIREMENTS
Name of Grantee: City of Alameda
Grant Program Name: Rental Rehabilitation Grant Program
Grant Number: RXX MC 060201
Date: April 22, 1990
The grantee shall insert in the space provided below the site(s)
expected to be used for the performance of work under the grant covered by
the certification:
Place of Performance (include street address, city, county, state, zip
code for each site):
2063 Santa Clara Avenue
Alameda County
Alameda, CA 94501
APPLICATION FOR
FEDERAL ASSISTANCE
t. TYPE OF SUONTISSICAt
APPOcabon
❑ Construction
Non •Construc,, n
a0n
❑ Construction
❑ •uctl0n
E. aft
April 22, 1990
3. DATE DECEIVED $Y STATE
•.v. npp, Y• ®s ray. 0110.041'1ORP8I4
l iftedatto
Stan
4. DATE RECEIVED SY FEDS$AI AGENCY
Federal Idenhti r
APPLICANT INFORMATION
Legal Name:
City of Alameda
Address 1pry uty. ;ovary. stale, and up code)*
2263 Santa Clara Avenue
Alameda, CA 94501
d mnal Unit:
Community Development Department
Name and telephone number of the person to be contacted an matters InVOMNI
This application (pew area code)
Peter A. Ekstein
Housing Rehabilitation Coordinator
(415) 748 -4581
t. EMPLOYED IDENTIFICATION NURSER MINI:
�9 14
IMO
6
0
0
0
8
8
a TYPE OF APPLICATIO1K
(33 New ❑ Contestation ❑ Revision
I Revision. enter appropriate Meter(') in bodes►:
A Incruae Award B Decrease Award C Increase Duration
0 Decrease Duration Other ppscay):
ta. abeSTA°NCE FEDERAL DOMESTIC 1 1 4 181 2 1 3 0
TITLE.
Rental Rehabilitation Grant Program
T. TYPE W APPLICANT: (enter appropnato lobar an boa)
A. State H independent School NM.
B County 1: Stale Gonadial Ingnulgn of Higher Learning
C Mwwc,pai • J Pirate lissomely
ely
D Township IC Indian Tribe
E. interstate • L. indivdtal
F Intermunicipal M Prole Orgsrntauon
G Special Diatom N. Other (S1Jecrty)
D
S. NAME OF FEDERAL AGENCY:
Is. AREAS AFFECTED SY PROJECT (mtea, oouna•s, stales. •bc.1:
City of Alameda, California
Department of Housing and Urban Development
t 1. DESCRIPTIVE TITLE OP APPLICANT% PROJECT:
Rental Rehabilitation Grant Program
The City of Alameda proposes to
rehabilitate 6 rental units for occupancy
by lower income households.
13 PROPOSED PROJECT:
Start Oats
7/1/90
Ending Date
6/30/91
14. CONGRESSIONAL DISTRICTS OF.
a• Applicant
Ninth
b Pro(act
Ninth
N. ESTIMATED FUNDING.
a Femoral
$ 54,000
.DD
b Applicant
$
.00
c State
$
.00
d Local
$
.00
e Other
$
00
15. IS APPLICATION $U$JECT TO REVIEW SY STATE EXECUTIVE 040E11 1337E PROCESS?
a. YES THIS PREAPPUGATIOWAPPUCATION WAS MADE AVAILABLE TO THE
STATE E)cECUTNE ORDER 12372 PROCESS FOR REVIEW ON
DATE
D NO J( PROGRAM IS NOT COVERED SY E O. 12372
0 OR PROGRAM HAS NOT SEEN SELECTED SY STATE FOR REVIEW
Program Income
$
.00
9 TOTAL
$ 54,000
I7. 1$ THE APPLICANT DELINQUENT ON ANY FEDERAL DEEM
Yes IT *Yes.' attach an esptanalion
E3 Pao
14 TO ME HEST OF MY KNOWLEDGE AND RELIEF. ALL DATA IN THIS APPLICATION PREAPPLICARON ARE TRUE AND CORRECT. THE DOCUMENT NAS SEEN DULY
Au1HORIZED EY THE GOVERNING $GOY OP THE APPLICANT AND THE APPLICANT WILL COMPLY «ITN THE ATTACHED ASSURANCES V THE ASSISTANCE IS AWARDED
Typed Name 01 AuthorIJed Representative
Willian C. Norton
d Srgnatuls 01 Aulhpnietl Repretentelrw
Previous Etliliona Not usable
b Tme
City Mananwr
c (4Tehphona numdSI
15)748 -4505
a Data Signed
giandaro Form 124 AEU 4•E1)
Piescroon w 084 Lnc, a, 4 10)