Resolution 121060
0 '''- 0 Z BE IT FURTHER RESOLVED, that the City Council of the City
of Alameda does hereby authorize the reprogramming of $28,285 in
cu >rrprior year funds; and
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a) ------:' BE IT FURTHER RESOLVED, that the City Council of the City
- >vof Alameda does hereby authorize the City Manager to execute the
Certifications attached hereto and submit said Certifications and
--,,Y the Final Statement of Community Development Objectives and
----< Projected use of Funds to the Department of Housing and Urban
Development; and
CITY OF ALAMEDA RESOLUTION NO. 12106
REPROGRAMMING PRIOR YEARS' FUNDS, ADOPTING
FY 1991-92 STATEMENT OF COMMUNITY DEVELOPMENT
OBJECTIVES AND PROJECTED USE OF CDBG FUNDS
AND AUTHORIZING EXECUTION OF CERTIFICATIONS,
GRANT AGREEMENT AND RELATED DOCUMENTS
WHEREAS, the City of Alameda is an eligible applicant
for Community Development Block Grant Entitlement Funds as
authorized by the Housing and Community Development Act of 1974,
as amended; and
WHEREAS, the City of Alameda is entitled to receive
$907,000 in Seventeenth Year CDBG funds; and
WHEREAS, $270,322 is prior years' program income funds
is available for eligible projects and activities; and
WHEREAS, an additional $96,000 in FY 1991-92 program
income is anticipated; and
WHEREAS, $28,285 in prior year funds is available for
reprogramming to new activities; and
WHEREAS, the City of Alameda has sought and considered
citizens' comments regarding housing and community development
needs in the community; and
WHEREAS, the City has held a public hearing to obtain
citizens' comments regarding the proposed Statement of Community
Development Objectives and the proposed reprogramming of prior year
funds;
NOW, THEREFORE, BE IT RESOLVED that the City Council of
the City of Alameda does hereby adopt its Statement of Community
Development Objectives and Projected Use of Funds for Fiscal Year
1991-92; and
BE IT FURTHER RESOLVED that the City Council of the City
of Alameda does hereby authorize the City Manager to execute a
Grant Agreement and related documents for Fiscal Year 1991 -92 CDBG
Entitlement Funds with the Department of Housing and Urban
Development.
COMMUNITY DEVELOPMENT BLOCK GRANT
GRANTEE CERTIFICATIONS
In accordance with the Housing and Community Development Act of
1974, as amended, and with 24 CFR 570.303 of the Community
Development Block Grant regulations, the City of Alameda (Grantee)
certifies that:
(a) It possesses legal authority to make a grant submission and to
execute a community development and housing program;
(b) Its governing body has duly adopted or passed as an official
act a resolution, motion or similar action authorizing the
person identified as the official representative of the
grantee to submit the final statement and amendments thereto
and all understandings and assurances contained therein, and
directing and authorizing the person identified as the
official representative of the grantee to act in connection
with the submission of the final statement and to provide such
additional information as may be required.
(c) Prior to submission of its final statement to HUD, the grantee
has:
1. Met the citizen participation requirements of
S570.301(b);
2. Prepared its final statement of community development
objectives and projected use of funds in accordance with
S570.301(c) and made the final statement available to the
public;
(d) It is following a detailed citizen participation plan which:
1. Provides for and encourages citizen participation, with
particular emphasis on participation by persons of low
and moderate income who are residents of slum and
blighted areas and of areas in which funds are proposed
to be used, and provides for participation of residents
in low and moderate income neighborhoods as defined by
the local jurisdiction;
2. Provides citizens with reasonable and timely access to
local meetings, information, and records relating to the
grantee's proposed use of funds, as required by the
regulations of the Secretary, and relating to the actual
use of funds under the Act;
3. Provides for technical assistance to groups
representative of persons of low and moderate income that
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request such assistance in developing proposals with the
level and type of assistance to be determined by the
grantee;
4. Provides for public hearings to obtain citizen views and
to respond to proposals and questions at all stages of
the community development program, including at least the
development of needs, the review of proposed activities,
and review of program performance, which hearings shall
be held after adequate notice, at times and locations
convenient to potential or actual beneficiaries, and with
accommodation for the handicapped;
5. Provides for a timely written answer to written
complaints and grievances, within 15 working days where
practicable; and
6. Identifies how the needs of non-English speaking
residents will be met in the case of public hearings
where a significant number of non-English speaking
residents can be reasonably expected to participate;
(e) The grant will be conducted and administered in compliance
with:
(f)
(g)
1. Title VI of the Civil Rights Act of 1964 (Public Law 88-
352, 42 U.S.C. S2000d et sea.); and
2. The Fair Housing Act (42 U.S.C. 3601-20);
It will affirmatively further fair housing;
It has developed its final statement of projected use of funds
so as to give maximum feasible priority to activities which
benefit low and moderate income families or aid in the
prevention or elimination of slums or blight; (the final
statement of projected use of funds may also include
activities which the grantee certifies are designed to meet
other community development needs having a particular urgency
because existing conditions pose a serious and immediate
threat to the health or welfare of the community, and other
financial resources are not available); except that the
aggregate use of CDBG funds received under section 106 of the
Act, and if applicable, under section 108 of the Act, during
the FY 1991-92 program year shall principally benefit persons
of low and moderate income in a manner that ensures that not
less than 70 percent of such funds are used for activities
that benefit such persons during such period;
(h) It has developed a community development plan, for the period
specified in paragraph (g) above, that identifies community
development and housing needs and specifies both short and
long-term community development objectives that have been
developed in accordance with the primary objective and
requirements of the Act;
(i) It is following:
1. A current housing affordability strategy which has been
approved by HUD in accordance with section 105 of the
Cranston-Gonzalez National Affordable Housing Act; or
2. A housing assistance plan which was approved by HUD
during the 180 day period beginning November 28, 1990, or
during such longer period as may be prescribed by the
Secretary in any case for good cause.
(j) It will not attempt to recover any capital costs of public
improvements assisted in whole or in part with funds provided
under section 106 of the Act or with amounts resulting from a
guarantee under section 108 of the Act by assessing any amount
against properties owned and occupied by persons of low and
moderate income, including any fee charged or assessment made
as a condition of obtaining access to such public
improvements, unless:
1. Funds received under section 106 of the Act are used to
pay the proportion of such fee or assessment that relates
to the capital costs of such public improvements that are
financed from revenue sources other than under Title I of
the Act; or
2. For purposes of assessing any amount against properties
owned and occupied by persons of moderate income, the
grantee certifies to the Secretary that it lacks
sufficient funds received under section 106 of the Act to
comply with the requirements of subparagraph (1) above;
(k) Its notification, inspection, testing and abatement procedures
concerning lead-based paint will comply with S570.608;
(1) It will comply with the acquisition and relocation
requirements of the Uniform Relocation Assistance and Real
Property Acquisition Policies Act of 1970 as required under
S570.606(a) and Federal implementing regulations; the
requirements in §570.606(b) governing the residential
antidisplacement and relocation assistance plan under section
104(d) of the Act (including a certification that the grantee
is following such a plan); the relocation requirements of
§570.606(c) governing displacement subject to section 104(k)
of the Act; and the relocation requirements of S570.606(d)
governing optional relocation assistance under section
105(a) (11) of the Act;
(m) It has adopted and is enforcing;
1. A policy prohibiting the use of excessive force by law
enforcement agencies within its jurisdiction against any
individuals engaged in non-violent civil rights
demonstrations; and
2. A policy of enforcing applicable State and local laws
against physically barring entrance to or exit from a
facility or location which is the subject of such non-
violent civil rights demonstrations within its
jurisdiction;
(n) To the best of its knowledge and belief:
1. No Federal appropriated funds have been paid or will be
paid, by or on behalf of it, to any person for
influencing or attempting to influence an officer or
employee of any agency, a Member of Congress, an officer
or employee of Congress, or an employee of a Member of
Congress in connection with the awarding of any Federal
contract, the making of any Federal grant, the making of
any Federal loan, the entering into of any cooperative
agreement, and the extension, continuation, renewal,
amendment, or modification of any Federal contract,
grant, loan, or cooperative agreement;
2. If any funds other than Federal appropriated funds have
been paid or will be paid to any person for influencing
or attempting to influence an officer or employee of any
agency, a Member of Congress, an officer or employee of
Congress, or an employee of a Member of Congress in
connection with this Federal contract, grant, loan, or
cooperative agreement, it will complete and submit
Standard Form-LLL, "Disclosure Form to Report Lobbying,"
in accordance with its instructions; and
3. It will require that the language of paragraph (n) of
this certification be included in the award documents for
all subawards at all tiers (including subcontracts,
subgrants, and contracts under grants, loans, and
cooperative agreements) and that all subrecipients shall
certify and disclose accordingly;
(o) It will or will continue to provide a drug-free workplace by:
1. Publishing a statement notifying employees that the
unlawful manufacture, distribution, dispensing,
possession, or use of a controlled substance is
prohibited in the grantee's workplace and specifying the
actions that will be taken against employees for
violation of such prohibition;
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2. Establishing an ongoing drug-free awareness program to
inform employees about -
The dangers of drug abuse in the workplace;
The grantee's policy of maintaining a drug-free
workplace;
Any available drug counseling, rehabilitation, and
employee assistance programs; and
The penalties that may be imposed upon employees
for drug abuse violations occurring in the
workplace;
3. Making it a requirement that each employee to be engaged
in the performance of the grant be given a copy of the
statement required by paragraph 1;
4. Notifying the employee in the statement required by
paragraph 1 that, as a condition of employment under the
grant, the employee will -
(a) Abide by the terms of the statement; and
(b) Notify the employer in writing of his or her
conviction for a violation of a criminal drug
statute occurring in the workplace no later than
five calendar days after such conviction;
5. Notifying the agency in writing, within ten calendar days
after receiving notice under subparagraph 4(b) from an
employee or otherwise receiving actual notice of such
conviction. Employers of convicted employees must
provide notice, including position title, to every grant
officer or other designee on whose grant activity the
convicted employee was working, unless the Federal agency
has designated a central point for the receipt of such
notices. Notice shall include the identification
number(s) of each affected grant;
6. Taking one of the following actions, within 30 calendar
days of receiving notice under subparagraph 4(b)., with
respect to any employee who is so convicted -
(a)
Taking appropriate
employee, up to
consistent with
Rehabilitation Act
(b) Requiring such
satisfactorily in
personnel action against such an
and including termination,
the requirements of the
of 1973, as amended; or
employee to participate
a drug abuse assistance or
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(p)
rehabilitation program approved for such purposes
by a Federal, State, or local health, law
enforcement, or other appropriate agency;
7. Making a good faith effort to continue to maintain a
drug-free workplace through implementation of paragraphs
1, 2, 3, 4, 5 and 6.
8. The grantee may insert in the space provided below the
site(s) for the performance of work done in connection
with the specific grant:
Place of Performance (Street address, city, county,
state, zip code): Identity of workplaces on file at City
of Alameda City Hall, Room 103, Oak Street at Santa
Clara, Alameda, County of Alameda, California, 94501.
Check X if there are workplaces on file that are not
identified here; and
It will comply with the other provisions of the Act and with
other applicable laws.
William C. Norton Date
City Manager
APPENDIX TO CDBG CERTIFICATIONS
INSTRUCTIONS CONCERNING LOBBYING AND DRUG-FREE WORKPLACE
REQUIREMENTS:
A. Lobbying Certification - Paragraph n
This certification is a material representation of fact upon
which reliance was placed when this transaction was made or
entered into. Submission of this certification is a
prerequisite for making or entering into this transaction
imposed by section 1352, title 31, U.S. Code. Any person who
fails to file the required certification shall be subject to
a civil penalty of not less than $10,000 and not more than
$100,000 for each such failure.
B. Drug-Free Workplace Certification - Paragraph o
1. By signing and/or submitting this application or grant
agreement, the grantee is providing the certification set
out in paragraph (o).
2. The certification set out in paragraph (o) is a material
representation of fact upon which reliance is placed when
the agency awards the grant. If it is later determined
that the grantee knowingly entered a false certification,
or otherwise violates the requirements of the Drug-Free
Workplace Act, HUD, in addition to any other remedies
available to the Federal Government, may take action
authorized under the Drug-Free Workplace Act.
3. For grantee other than individuals, Alternate I applies.
(This is the information to which entitlement grantees
certify).
4. For grantees who are individuals, Alternate II applies.
(Not applicable to CDBG Entitlement grantees.)
5. Workplaces under grants, for grantees other than
individuals, need not be identified on the certification.
If known, they may be identified in the grant
application. If the grantee does not identify the
workplaces at the time of application, or upon award, if
there is no application, the grantee must keep the
identity of the workplace(s) on file in its office and
make the information available for Federal inspection.
Failure to identify all known workplaces constitutes a
violation of the grantee's drug-free workplace
requirements.
6. Workplace identifications must include the actual address
of buildings (or parts of buildings) or other sites where
work under the grant takes place. . Categorical
descriptions may be used (e.g., all vehicles of a mass
transit authority or State highway department while in
operation, State employees in each local unemployment
office, performance in concert halls or radio stations).
7. If the workplace identified to the agency changes during
the performance of the grant, the grantee shall inform
the agency of the change(s), if it previously identified
the workplaces in question (see paragraph five).
8. Definitions of terms in the Nonprocurement Suspension and
Debarment common rule and Drug-Free Workplace common rule
apply to this certification. Grantees' attention is
called, in particular, to the following definitions from
these rules:
"Controlled substance" means a controlled substance in
Schedules I through V of the Controlled Substances Act
(21 U.S.C. 812) and as further defined by regulation (21
CFR 1308.11 through 1308.15);
"Conviction" means a finding of guilt (including a plea
of nolo contendre) or imposition of sentence, or both, by
any judicial body charged with the responsibility to
determine violations of the Federal or State criminal
drug statutes;
"Criminal drug statute" means a Federal or non-Federal
criminal statute involving the manufacture, distribution,
dispensing, use, or possession of any controlled
substance;
"Employee" means the employee of a grantee directly
engaged in the performance of work under a grant,
including: (i) All "direct charge" employees; (ii) all
"indirect charge" employees unless their impact or
involvement is insignificant to the performance of the
grant; and (iii) temporary personnel and consultants who
are directly engaged in the performance of work under the
grant and who are not on the grantee's payroll. This
definition does not include workers not on the payroll of
the grantee (e.g., volunteers, even if used to meet a
matching requirement; consultants or independent
contractors not on the grantee's payroll; or employees of
subrecipients or subcontractors in covered workplaces).
I, the undersigned, hereby certify that the foregoing Resolution
was duly and regularly adopted and passed by the Council of the
City of Alameda in regular meeting assembled on the seventh of
May, 1991, by the following vote to wit:
AYES: Councilmembers Arnerich, Camicia, Lucas, Roth
and President Withrow - 5.
NOES: None.
ABSENT: None.
ABSTENTIONS: None.
IN WITNESS, WHEREOF, I have hereunto set my hand and affixed the
official seal of said City this eighth day of May, 1991.
Diane elsch, elsch, City Clerk
City of Alameda