Resolution 10467OR'*GINA
RESOLUTION NO. 10467
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF ALAMEDA
APPROVING RULES AND REGULATIONS RELATING TO ITS
HOME MORTGAGE FINANCING PROGRAM
WHEREAS, Chapters 1 -5 of Part 5 of Division 31 of the Health and Safety
Code of the State of California (herein called the "Act ") authorize cities and
counties to issue revenue bonds for the purpose of financing home mortgages
authorized by the Act; and
WHEREAS, the City of Alameda (the "City ") has undertaken a Home
Mortgage Financing Program under the Act; and
WHEREAS, the provisions of applicable law require the City to adopt
Rules and Regulations in implementation of the City's Home Mortgage Financing
Program.
NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of
Alameda as follows:
Section 1. The Rules and Regulations attached hereto as Exhibit "A" are
hereby adopted and approved as the Rules and Regulations of the City of
Alameda relating to its Home Mortgage Financing Program.
Section 2. The City Clerk shall certify to the adoption of this
resolution.
Section 3. This resolution shall take effect from and after its
adoption.
I, the undersigned, hereby certify that the foregoing Resolution
was duly and regularly adopted and passed by the Council of the
City of Alameda in adjourned regular meeting assembled on the 25th
of October,1984, by the following vote to wit:
AYES: Councilmembers Gorman, Lucas, Monsef and President Diament - 4.
NOES: None.
ABSENT: Councilmember Hanna - 1.
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the
official seal of said City this 25th day of October, 1984.
Deputy City Clerk
EXHIBIT A
CITY OF ALAMEDA
HOME MORTGAGE FINANCING PROGRAM
RULES AND REGULATIONS ESTABLISHING
ELIGIBILITY CRITERIA FOR MORTGAGORS AND
FOR HOME MORTGAGES
These Rules and Regulations are made pursuant to Chapters 1 -5 of Part 5
of Division 31 of the Health and Safety Code of the State of California and
Section 103A of the Internal Revenue Code of 1954, as amended, and relate to
the City's Home Mortgage Financing Program of purchasing Home Mortgages, made
to qualified persons and families, from Lenders, as hereinafter defined.
These Rules and Regulations establish criteria for the origination, servicing
and administration of Home Mortgages under the Program.
In developing the criteria, the City has considered factors such as the
amount of personal or family income available for housing needs, household
size, costs and condition of available housing, and eligibility of potential
mortgagors for federal housing assistance.
Section 1. DEFINITIONS. Unless the context otherwise requires, the
terms defined in this section shall for all purposes of these Rules and
Regulations have the meanings herein specified, to be equally applicable to
both the singular and plural forms of any of the terms herein defined. Unless
otherwise defined, all terms used in these Rules and Regulations shall have
the meanings assigned to such terms in the Act, the Tax Act or the Indenture.
ACT. "Act" means Chapters 1 -5 of Part 5 of Division 31 of the Health
and Safety Code of the State of California, as now in effect.
ADMINISTRATOR. The term "Administrator'' shall mean the Department of
Housing and Community Development of the City of Alameda, and any duly
authorized successor thereto.
BONDS. "Bonds" means the City of Alameda Single Family Residential
Mortgage Revenue Bonds, 1984 Series A, authorized by the Indenture and at any
time outstanding pursuant to the Indenture.
COMMITMENT CONTRACT. "Commitment Contract" means a Commitment Contract
(and Reservation of Funds) between the City and a developer or a lender
whereby the City commits funds to purchase and the developer or lender, as
the case may be, agrees to provide Home Mortgages for purchase by the Trustee
on behalf of the City.
HOME. "Home" shall mean real property improved with a residential
structure and located in one of the Projects (as defined in the Commitement
Contracts), or, with respect to homes which have been previously occupied,
located within the boundaries of the City, the financing of which is or may
hereafter be permitted under the Act and the Indenture. Home includes
single - family attached or detached residential units, townhouse residential
units and condominium residential units.
HOME MORTGAGE. "Home Mortgage" means a loan made and executed for the
purpose of financing residential construction or for the purpose of financing
a Home which as been previously occupied, and secured by a Mortgage, the
payment of which is insured by Private Mortgage Insurance, all as provided in
the Act and the Tax Act.
HOME MORTGAGE APPLICATION. The term "Home Mortgage Application" shall
mean a Mortgagor's application for a Home Mortgage under the Program.
HOME MORTGAGE PURCHASE AGREEMENT AND SERVICING AGREEMENT. "Home
Mortgage Purchase Agreement" shall mean an agreement by and among the City,
the Trustee and a Lender providing for the origination by the Lender and
purchase of Home Mortgages by the Trustee on behalf of the City. "Servicing
Agreement" shall mean a contactual agreement by and among the City, the
Trustee and a Servicer for the servicing of Home Mortgages by the Servicer.
HOUSEHOLD INCOME. The term "Household Income" means the current gross
income as calculated by the Lender for purposes of qualifying a Mortgagor for
a Home Mortgage together with the gross income of all persons 21 years of age
or older who intend to reside permanently with such Mortgagor in the Home
being financed under the Program, regardless of whether such persons resided
with such Mortgagor at any time in the past.
INDENTURE. "Indenture" means the trust indenture pursuant to which the
City of Alameda Single Family Residential Mortgage Revenue Bonds, 1984
Series A are issued by the City under the Act, and as it may from time to time
be supplemented, modified or amended.
LENDER. The term "Lender" or "Lenders" shall mean any state or national
bank or trust company, savings and loan association, or mortgage banker
authorized to acquire, hold and deal in mortgages and is a FMNA or FHLMC
approved seller /servicer. Such Lender shall have a place of business in the
State, shall be authorized to do business in the State, shall be authorized by
the City to do business with the City and to aid in Financing pursuant to the
Act on behalf of the City including any or all, as the case may be, of the
qualified mortgage lenders who execute a Home Mortgage Purchase Agreement or a
Servicing Agreement and their successors duly qualified under such Agreements.
MEDIAN HOUSEHOLD INCOME. "Median Household Income" shall mean the
highest of (1) statewide median household income, (ii) countywide median
household income, or (iii) median family income for the area as determined by
the United States Department of Housing and Urban Development, as such median
household income is established and adjusted from time to time by the City.
EXHIBIT A
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MORTGAGE. The term "Mortgage" shall mean a deed of trust or other
instrument which constitutes a first lien (subject to Permitted Encumbrances)
on real property and improvements thereon, together with a promissory note or
similar interest bearing obligation made by a Mortgagor, the repayment of
which is secured by such a lien on real property located within the City and
improved by a Home financed with the proceeds of the Bonds.
MORTGAGOR. The term "Mortgagor" shall mean the maker of, and any other
Person obligated on, a Note in connection with the acquisition of a Home
through the borrowing of money pursuant to a Home Mortgage and who (i) meets
the income limitations of the Indenture and the Act, (ii) had a present
ownership in a principal residence of such Person at no time during the 3 -year
period ending on the Closing Date except as provided in the Indenture and the
Tax Act, and (iii) otherwise meets the requirements of the Act, the Tax Act,
the Indenture and the Program. The term "Mortgagor" shall also include, where
appropriate, a subsequent purchaser of a Home who purchased such Home by
assumption of the related Home Mortgage and who meets the requirements of the
Act, the Tax Act and the Program . The term "Mortgagor" does not include any
person who signs a Note and who executed and files with the Lender a statement
under penalty of perjury or an affidavit that (i) he is executing the Note
solely for purposes of additional security to the Lender, (ii) he has no other
financial interest in the property subject to the Home Mortgage, and (iii) he
has no intention to and will not occupy the premises subject to the Home
Mortgage at any time.
NOTE. "Note" shall mean the promissory note or other document or
documents evidencing the obligation to repay a Home Mortgage which shall
provide for acceleration of the indebtedness upon sale of the Home to a Person
ineligible to be a Mortgagor under the Program.
PERSON. The term "Person" shall mean any individual, partnership,
co- partnership, firm, company, corporation, lending institution, association,
joint stock company, trust, estate, political subdivision, state agency or any
other legal entity, or its legal representatives, agents, or assigns.
PROGRAM. The term "Program" shall mean the City's Home Mortgage
Financing Program of purchasing Home Mortgages pursuant to the Indenture, the
Act, the Tax Act and the ordinance of the City establishing the Program, as
such documents may be supplemented or amended from time to time.
Section 2. ELIGIBILITY CRITERIA FOR MORTGAGORS. A Person that complies
with the criteria hereinafter set forth in this Section is deemed by the City
to be a person or family of low or moderate income and unable to pay the
amounts at which unassisted private enterprise is providing suitable, decent,
safe and sanitary housing and shall be eligible to become a Mortgagor under
the Program.
To be eligible as a Mortgagor, a Person must (i) qualify as a Mortgagor
under the requirements set forth in the Indenture, (ii) execute the
Mortgagor's Affidavit in form set forth as an Exhibit to the Home Mortgage
EXHIBIT A
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Purchase Agreement, (iii) meet the income limitations set forth in the
Indenture, and (iv) meet the underwriting requirements of the Lender and the
provider of the Private Mortgage Insurance. No Mortgagor under the Program
may be an elected official or employee of the City who has voted on matters
related to the Bonds or has had direct involvement in the structuring and /or
administration of the Program.
Section 3. ADMINISTRATION, ORIGINATION AND SERVICING GUIDELINES. The
administration, origination and servicing guidelines set forth in the
Indenture, the Commitment Contracts, the Home Mortgage Purchase Agreement and
the Servicing Agreement, respectively, and by this reference each such
agreement is made a part hereof, shall be adhered to by the City, the Trustee
and the Lenders in performing their obligations in connection with the Program.
Section 4. SPECIAL HAZARD INSURANCE POLICY. In order to maintain the
rating on the Bonds issued in connection with the Program, the Trustee will
keep and maintain a Special Hazard Insurance policy issued by an insurer to be
selected under the Program, or a replacement policy as provided in the
Indenture.
Section 5. QUALIFIED HAZARD INSURERS. In order to maintain the rating
on the Bonds issued in connection with the Program, the City will designate
from time to time those insurers that are approved for the purpose of
providing the Standard Hazard Insurance required for Home Mortgages originated
and serviced under the Program. Such insurers are initially designated and
until otherwise provided shall be those companies (i) qualified to provide
such insurance in the State and (ii) approved by either FMNA or FHLMC.
Section 6. MEDIAN HOUSEHOLD INCOME. For purposes of the Program,
Median Household Income is $34,454. The City reserves the right to adjust
the Median Household Income from time to time in accordance with the
authorization therefor contained in the Act.
Section 7. ACQUISITION COST. "Acquisition Cost" means the cost of
acquiring a Home from the developer or other seller as a completed residential
unit. "Acquisition Cost" includes all amounts paid, either in cash or in
kind, by the Mortgagor (or a related party for the benefit of the Mortgagor)
to the developer or other seller (or a related party for the benefit of the
developer or other seller) as consideration for the Home. If the Home is
purchased subject to a ground lease then the term "Acquisition Cost" includes
the capitalized value of any ground rent payable with respect thereto.
The term "Acquisition Cost" does not include usual and reasonable
settlement or financing costs. "Settlement costs" include titling and
transfer costs, title insurance, survey fees and other similar costs.
"Financing costs" include credit reference fees, legal fees, appraisal
expenses, "points" which are paid by the buyer (but not the seller even though
borne by the buyer through a higher purchase price) or other costs of
financing the Home. However, settlement costs and financing costs are
excluded in determining Acquisition Cost only to the extent that such amounts
EXHIBIT A
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do not exceed the usual and reasonable costs which would be paid by the buyer
where financing is not provided through the Bonds. For example, if the taxes,
such excess shall be treated as part of Acquisition Cost of a Home. In
addition, if the purchaser agrees to pay to the seller an amount sufficient to
pay outstanding assessment liens, such payment shall be treated as a part of
Acquisition Cost of a Home.
Section 8. MAXIMUM PURCHASE PRICE. For purposes of the Program, the
maximum Acquisition Cost of a Home subject to purchase under the Program is
$168,410 for newly - constructed Homes, i.e. Homes that have not been
previously occupied ($183,720 for such Homes if they are located within a
Targeted Area) and $164,120 for existing Homes, i.e. Homes that have been
previously occupied ($179,040 for such Homes if they are located within a
Targeted Area), subject, in each case, to adjustment from time to time, in
accordance with the Indenture and the Tax Act.
Section 9. PROGRAM IMPLEMENTATION. Decisions concerning the Program
will be made for the City by the Administrator in accordance with direction
and guidelines to be established by the City upon request of the
Administrator. It will be the policy of the City and the Administrator to
investigate the facts and circumstances surrounding any requests for actions
or approvals by the City in connection with the Program and to discuss the
requested actions or approvals with the person or persons making such requests
and, if the Administrator deems it desirable or it is required by the
Indenture, with the Trustee. In all instances, the City and Administrator
will act with due regard for the security of the Bonds issued in connection
with the Program, the City's goals for the Program and the terms and
conditions of the Indenture and these Rules and Regulations.
Section 10. AMENDMENTS. These Rules and Regulations may be modified or
amended in accordance with the provisions hereof. Copies of all such
modifications of amendments shall be transmitted to each of the Lenders and
the Trustee.
Section 11. MISCELLANEOUS.
(A) WAIVER. To the extent permitted by the Act and the Tax Act, the
City shall have the right to waive any rule or regulation herein contained,
and any failure on the part of the City to enforce any rule or regulation
herein shall not affect the validity of any contract entered into pursuant to
the Program.
(B) GOVERNING LAW. All questions with respect to the construction of
these Rules and Regulations shall be governed by the laws of the State.
(C) SECTION HEADINGS. The headings of the several sections of these
Rules and Regulations shall be solely for convenience of reference and shall
not affect the meaning, construction or effect hereof.
EXHIBIT A
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(D) SEVERABILITY. If any one or more of the provisions contained in
these Rules and Regulations shall for any reason be held to be invalid,
illegal or unenforceable in any respect, then such provision or provisions
shall be deemed severable from the remaining provisions hereof, and these
Rules and Regulations shall be construed as if such invalid, illegal or
unenforceable provision had never been contained herein.
EXHIBIT A
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