Resolution 11392CITY OF ALAMEDA
RESOLUTION NO. 11392
A RESOLUTION APPOINTING SPECIAL LEGAL COUNSEL
APPROVING, AUTHORIZING AND DIRECTING EXECUTION
OF AN AGREEMENT FOR LEGAL SERVICES, APPROVING,
AUTHORIZING AND DIRECTING EXECUTION OF CERTAIN
INSTALLMENT SALE FINANCING DOCUMENTS, APPROVING
A PURCHASE AGREEMENT AND A PRELIMINARY OFFICIAL
STATEMENT AND AUTHORIZING AND DIRECTING CERTAIN
ACTIONS WITH RESPECT THERETO
RESOLVED, by the City Council of the City of Alameda (the "City "):
WHEREAS, the City, working together with the Alameda Sewer Improvement
Financing Corporation (the "Corporation "), is proposing to proceed with an installment
sale financing of certain public improvements; and
WHEREAS, in connection therewith, the City proposes to finance the construction
of improvements to its municipal sewer system (the "Project ") and it is in the public
interest and for the public benefit that the City authorize and direct execution of an
installment sale agreement and certain other financing documents in connection
therewith; and
WHEREAS, it is desirable to appoint special legal counsel in connection
therewith; and
WHEREAS, pursuant to the City's authorization, Miller & Schroeder Financial, Inc.
(the "Underwriter "), has prepared and presented to the City a form of preliminary official
statement containing information material to the offering and sale of the Certificates of
Participation described below (the "Preliminary Official Statement "); and
WHEREAS, the documents specified below have been filed with the City, and the
members of the City Council, with the aid of the City staff, have reviewed said
documents;
NOW, THEREFORE, it is hereby ORDERED and DETERMINED, as follows:
Section 1. The law firm of Jones Hall Hill & White, A Professional Law
Corporation, San Francisco, California ("Jones Hall ") is hereby appointed to act as
special legal counsel in connection with said financing proceedings.
Section 2. That certain Agreement for Legal Services by and between the City
and Jones Hall for special legal services in connection with said financing proceedings, a
copy of which is on file with the City Clerk, is hereby authorized. The Mayor, the City
Manager or the Finance Director is hereby authorized and directed in the name and on
behalf of the City to execute said Agreement and the City Clerk is hereby authorized and
directed to attest to such official's signature.
Section 3. The below - enumerated documents be and are hereby approved, and
the Mayor, City Manager and the Finance Director are hereby separately authorized and
directed to execute and deliver said documents for and in the name and on behalf of the
City, substantially in the form presented to the City Council at this meeting, together with
such changes, insertions and omissions as may be approved by such official, such
approval to be conclusively evidenced by the execution of such documents by such
official, and the City Clerk is hereby authorized and directed to attest to such official's
signature:
(a) an installment sale agreement relating to the financing of the Project,
between the Corporation, as seller, and the City, as purchaser (the "Installment
Sale Agreement "), so long as the stated term of the Installment Sale Agreement
does not exceed thirty (30) years, so long as the principal amount of the
Installment Sale Agreement does not exceed $5,300,000 and so long as the gross
installment payments payable by the City under the Installment Sale Agreement
does not exceed $465,000 in any year beginning on March 2 and ending on the
succeeding March 1; and
(b) a trust agreement, by and among the City, the Corporation and
Security Pacific National Bank, San Francisco, California, as trustee (the "Trustee ")
(the "Trust Agreement "), relating to the financing and the execution and delivery of
certificates of participation evidencing undivided fractional interests of the owners
thereof in installment payments to be made by the City under the Installment Sale
Agreement (the "Certificates of Participation ").
Section 4. A purchase agreement by and among the Underwriter, the City and
the Corporation relating to the purchase by the Underwriter of the Certificates of
Participation, be and is hereby approved, and the Mayor, the City Manager, the Finance
Director or any deputy or assistant of the City Manager designated by the City Manager
is hereby authorized and directed to execute and deliver said agreement, for and in the
name and on behalf of the City, substantially in the form presented to the City Council at
this meeting with such changes, insertions and omissions as may be approved by such
official, such approval to be conclusively evidenced by the execution of such document
by such official; provided that in no event shall the principal amount of the Certificates of
Participation exceed $5,300,000, shall the gross installment payments payable by the City
under the Installment Sale Agreement exceed $465,000 in any year beginning on March 2
and ending on the succeeding March 1 or shall the Underwriter's discount with respect to
the Certificates exceed 3 %.
Section 5. To the best of the City's knowledge, information and belief, the
Preliminary Official Statement contains no untrue statement of a material fact with
respect to the City or omits to state a material fact with respect to the City required to
be stated where necessary to make any statement made therein not misleading in the
light of the circumstances under which it was made.
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Section 6. The Preliminary Official Statement is approved for distribution in
connection with the offering and sale of the Certificates of Participation.
Section 7. The Mayor, the City Manager, the Finance Director or any deputy or
assistant of the City Manager designated by the City Manager is authorized to approve
corrections and additions to the Preliminary Official Statement by supplement or
amendment thereto, or otherwise as appropriate, provided that any such corrections or
additions shall be necessary to cause the information contained therein to conform with
facts material to the Certificates of Participation, or to the proceedings of the City or
such corrections or additions are in form rather than in substance.
Section 8. The Mayor, the City Manager, the Finance Director or any deputy or
assistant of the City Manager designated by the City Manager is authorized and directed
to cause the Preliminary Official Statement to be brought into the form of a final official
statement (the "Final Official Statement ") and to execute said Final Official Statement,
dated as of the date of the sale of the Certificates of Participation, for and in the name
and on behalf of the City, and a statement that the facts contained in the Final Official
Statement, and any supplement or amendment thereto (which shall be deemed an
original part thereof for the purpose of such statement) were, at the time of sale of the
Certificates of Participation, true and correct in all material respects and that the Final
Official Statement did not, on the date of sale of the Certificates of Participation, and
does not, as of the date of delivery of the Certificates of Participation, contain any untrue
statement of a material fact with respect to the City or omit to state material facts with
respect to the City required to be stated where necessary to make any statement made
therein not misleading in the light of the circumstances under which it was made. The
Mayor, the City Manager, the Finance Director or any deputy or assistant of the City
Manager designated by the City Manager shall take such further actions prior to the
signing of the Final Official Statement as are deemed necessary or appropriate to verify
the accuracy thereof.
Section 9. The Final Official Statement, when prepared, is approved for
distribution in connection with the offering and sale of the Certificates of Participation.
Section 10. The Mayor, the City Manager, the Finance Director, the City Clerk and
all other appropriate officials of the City are hereby authorized and directed to execute
such other agreements, documents and certificates as may be necessary to effect the
purposes of this resolution and the installment sale financing herein authorized.
Section 11. This Resolution shall take effect upon its adoption by this City
Council.
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I hereby certify that the foregoing resolution was duly adopted at a meeting of the
City Council of the City of Alameda duly held on the 2nd day of February, 1988, by the
following vote:
AYES, and in favor of, Councilmembers: Haugner, Thomas and President
Corica - 3®
NOES, Councilmembers: None
ABSENT, Councilmembers: Camicia and Monsef - 2
CITY OF ALAMEDA
Mayor
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