APFA Resolution 10-21ALAMEDA PUBLIC FINANCING AUTHORITY RESOLUTION NO.10-21
APPROVING REVISED DOCUMENTS RELATED TO LOCAL
AGENCY REFUNDING REVENUE BONDS (HARBOR BAY CFD
AND MARINA VILLAGE AD), AND AUTHORIZING ACTIONS IN
CONNECTION THEREWITH
WHEREAS, on June 15, 2010, the Board of Directors of the Alameda
Public Financing Authority (the "Authority") adopted Resolution No. 10-20 (the
"Prior Resolution") authorizing the sale and issuance of bonds of the Authority
(the "Bonds") the proceeds of which are to be used to purchase two series of
bonds (the "Local Obligations") of the City of Alameda (the "City") and thereby
provide funds to refund the outstanding City of Alameda Community Facilities
District No. 1 (Harbor Bay) 1996 Special Tax Refunding Bonds (the "Prior CFD
Bonds") and the outstanding Limited Obligation Improvement Bonds, City of
Alameda, Marina Village Assessment District 89-1, Series 89-1 (the "Prior
Assessment Bonds"), resulting in lower future special tax levies on
homeowners in the City's Community Facilities District No. 1 (Harbor Bay) and
lower future assessment levies on properties in the City's Marina Village
Assessment District 89-1; and
WHEREAS, the Prior Resolution approved and authorized the execution
and delivery of various documents related to the sale and issuance of the
Bonds, including an Indenture, a Notice of Intention, an Official Notice of Sale
and a Preliminary Official Statement (collectively, the "Bond Documents"); and
WHEREAS, in order to obtain the most favorable credit ratings for the
Bonds resulting in lower interest rates for the Bonds, City Staff and the co-
financial advisors to the Authority for the Bonds have determined that it is
necessary to revise the Bond Documents to allow for two series of the Bonds to
be issued, a senior series and a subordinate series; and
WHEREAS, there are on file with the Secretary of the Authority revised
drafts of Bond Documents, and the Board of Directors now desires to approve
the revised Bond Documents and to authorize their execution and delivery so
that the Bonds may be sold and issued at the lowest possible cost to the
Authority.
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF
DIRECTORS OF THE ALAMEDA PUBLIC FINANCING AUTHORITY as
follows:
Section 1. The Indenture, the Notice of Intention and the Official
Notice of Sale, in the respective forms on file with the Secretary (collectively,
the "Revised Bond Documents"), are hereby approved and the Executive
Director is hereby authorized and directed to execute the Revised Bond
Documents in the forms hereby approved, with such additions therein and
changes thereto as the Executive Director, upon consultation with the City
Attorney and Bond Counsel, deems necessary or desirable, with such approval
to be conclusively evidenced by the execution and delivery of the Revised Bond
Documents by the Authority.
Section 2. The revised Preliminary Official Statement for the Bonds, in
the form on file with the Secretary, is hereby approved and distribution of the
revised Preliminary Official Statement to prospective purchasers of the Bonds
in such form, together with such additions thereto and changes therein as are
determined necessary or desirable by the Executive Director of the Authority,
upon consultation with the City Attorney and Disclosure Counsel, to make such
Preliminary Official Statement final as of its date for purposes of Rule 15c2-12
of the Securities and Exchange Commission, is hereby authorized. The
Executive Director of the Authority is hereby authorized to execute a final
Official Statement in the form of the revised Preliminary Official Statement,
together with such changes as are determined necessary by the Executive
Director, upon consultation with the City Attorney and Disclosure Counsel, to
make the Official Statement complete and accurate as of its date. The
distribution of the final Official Statement for the Bonds and any supplement
thereto to the purchasers of the Bonds following its execution by the Authority is
hereby authorized.
Section 3. Section 10 of the Prior Resolution is hereby amended and
restated to read as follows: The firms of Sequoia Financial Group LLC and
Westhoff, Cone & Holmstedt are hereby designated as Co-Financial Advisors
to the Authority with respect to the Authority Bonds. The Executive Director is
hereby authorized to enter into agreements with said firms for its services as
Co-Financial Advisors, said agreements to be in a form acceptable to the
Executive Director and the City Attorney."
Section 4. Except for the approval of the Revised Bond Documents,
the approval of the revised Preliminary Official Statement, and the amendment
and restatement of Section 10 of the Prior Resolution, as provided for in
Sections 1, 2 and 3 above, the terms and provisions of the Prior Resolution are
hereby affirmed. The Board of Directors hereby specifically affirms its direction
in the Prior Resolution to the effect that no award of the Bonds or sale of the
Bonds shall occur unless the present value savings of the debt service on the
Bonds is at least six percent (6%) when compared to the remaining scheduled
aggregate debt service on the Prior CFD Bonds and the Prior Assessment
Bonds.
Section 5. The Chair, Vice Chair, Secretary, Executive Director and
Treasurer of the Authority and any other officers or staff of the Authority are
hereby authorized and directed to take any actions and execute and deliver any
and all documents as are necessary to accomplish the issuance, sale and
delivery of the Bonds, the purchase of the 2010 CFD Bonds and the 2010
Reassessment Bonds (as such terms are defined in the Prior Resolution) with
proceeds of the Bonds, and the refunding and defeasance of the 1996 Bonds
-2-
and the 1999 Bonds (as such terms are defined in the Prior Resolution) in
accordance with the documents approved by this Resolution, In the event that
the Executive Director of the Authority is unavailable to sign any document
authorized for execution herein or in the Prior Resolution, the written designee
of the Executive Director may sign such document.
Section 6. This Resolution shall take effect upon its adoption by the
Board of Directors.
I, the undersigned, hereby certify that the foregoing Resolution was duly and
regularly adopted and passed by the Board of Directors of the Alameda Public Financing
Authority in a Special Joint City Council, Alameda Public Financing Authority, Alameda
Reuse and Redevelopment Authority and Community Improvement Commission meeting
on the 24th day of June, 2010, by the following vote to wit:
AYES: Board members deHaan, Gilmore, Matarrese and
Chair Johnson — 4.
NOES: None.
ABSENT: None.
ABSTENTIONS: Board member Ta
IN WITNESS, WHEREOF, I have hereunto set my hand and affixed the official seal of said
Authority this 25th day of June, 2010.
Lara Weisiger, Se ary
Alameda Public F cing Authority