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Spencer 460Recipient Committee Campaign Statement Cover Page (Government Code Sections 84200-84216.5) SEE INSTRUCTIONS ON REVERSE 1. Type or print in ink. Statement covers period 10/19/14 from through 12/31/14 Type of Recipient Committee: All Committees — Complete Parts 1,2,3, and 4. 2. Type of Statement: Date of election if applicable: (Month, Day, Year) 11/4/14 Dar Stamp FEB 02 2015 CITY OF ALAMEDA C TY CLERK'S OFFICE COVER PAGE cAi.)FORNIA 460 21401/02 ti ORM Page For Official Use Only RI Officeholder, Candidate Controlled Committee o State Candidate Election Committee O Recall (Also Complete Part 5) 0 General Purpose Committee O Sponsored 0 Small Contributor Committee o Political Party/Central Committee 3. Committee Information 0 Ballot Measure Committee 0 Primarily Formed o oControlled Sponsored (Also Comp/ate Part 6) El Primarily Formed Candidate/ Officeholder Committee (Also Complete Pad 7) I.D. NUMBER 1369917 COMMITTEE NAME (OR CANDIDATES NAME IF NO COMMITTEE) TRISH SPENCER FOR MAYOR 2014 STREET ADDRESS (NO P.O. BOX) CITY ALAMEDA STATE ZIP CODE CA 94111. MAILING ADDRESS (IF DIFFERENT) NO. AND STREET OR P.O. BOX CITY STATE OPTIONAL: FAX / E-MAIL ADDRESS AREA CODE/PHONE 415-290-5185 ZIP CODE AREA CODE/PHONE- • Preelection Statement [g] Semi-annual Statement O Termination Statement O Amendment (Explain below) Treas u re r(s) NAME OF TREASURER ROBIN LAI O Quarterly Statement 0 Special Odd-Year Report O Supplemental Preelection Statement - Attach Form 495 MAILING ADDRESS CITY STATE ZIP CODE SAN FRANCISCO CA 94111 NAME OF ASSISTANT TREASURER, IF ANY MAILING ADDRESS CITY OPTIONAL: FAX / E-MAIL ADDRESS 4. Verification I have used all reasonable diligence in preparing and reviewing this statement and to the best of my knowledge the inforr certify under penalty of 1 perjury 1 nder the laws of the State of California that the foregoing is true and correct. 2 2- if c Executed on Executed on Executed on Executed on Dale, ‘.5 Ddte Date Date By By By By STATE ZIP CODE AREA CODE/PHONE 415-290-5185 AREA CODE/PHONE rtained herein and in the attached schedules is true and complete. 1 Proponent Of Responsible Officer of Sponsor Signature of Controlling Officeholder, Candidate, State Measure Proponent Signature of Controlling Officeholder, Candidate, State Measure Proponent FPPC Form 460 (June/01) FPPC Toll-Free Helpline: 866/ASK-FPPC State of California Recipient Committee Campaign Statement Cover Page — Part 2 5. Officeholder or Candidate Controlled Committee NAME OF OFFICEHOLDER OR CANDIDATE TRISH SPENCER OFFICE SOUGHT OR HELD (INCLUDE LOCATION AND DISTRICT NUMBER IF APPLICABLE) MAYOR RESIDENTIAL/BUSINESS ADDRESS (NO. AND STREET) CITY ALAMEDA, CA 94501 Type or print in ink. STATE ZIP Related Committees Not Included in this Statement: List any committees not included in this statement that are controlled by you or are primarily formed to receive contributions or make expenditures on behalf of your candidacy. COMMITTEE NAME I.D. NUMBER NAME OF TREASURER CONTROLLED COMMITTEE? O YES rj NO COMMITTEE ADDRESS STREET ADDRESS (NO P.O. BOX) CITY STATE ZIP CODE AREA CODE/PHONE COMMITTEE NAME I.D. NUMBER NAME OF TREASURER CONTROLLED COMMITTEE? • YES 0 NO COMMITTEE ADDRESS STREET ADDRESS (NO P.O. BOX) CITY STATE ZIP CODE AREA CODE/PHONE 11■11/816 811111610 6. Ballot Measure Committee NAME OF BALLOT MEASURE BALLOT NO. OR LETTER JURISDICTION COVER PAGE - PART 2 CALIFORNIA 460 FORM Page 2.. of 9 0 SUPPORT 0 OPPOSE Identify the controlling officeholder, candidate, or state measure proponent, if any. NAME OF OFFICEHOLDER, CANDIDATE, OR PROPONENT OFFICE SOUGHT OR HELD DISTRICT NO. IF ANY 7. Primarily Formed Committee List names of officeholder(s) or candidate(s) for which this committee is primarily formed. NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD Attach continuation sheets if necessary O SUPPORT • OPPOSE EJ SUPPORT 0 OPPOSE 0 SUPPORT El OPPOSE Li SUPPORT OPPOSE FPPC Forrn 460 (June/01) FPPC Toll-Free Helpline: 866/ASK-FPPC State of California Campaign Disclosure Statement Summary Page SEE INSTRUCTIONS ON REVERSE NAME OF FILER TRISH SPENCER FOR MAYOR 2014 Contributions Received 1. Monetary Contributions Schedule A, Line 3 2. Loans Received Schedule B, Line 3 3. SUBTOTAL CASH CONTRIBUTIONS Add Lines 1 + 2 4. Nonmonetary Contributions Schedule C, Line 3 5. TOTAL CONTRIBUTIONS RECEIVED Add Lines 3 + 4 Expenditures Made 6. Payments Made Schedule E, Line 4 7. Loans Made Schedule H, Line 3 8. SUBTOTAL CASH PAYMENTS Acid Lines 6 + 7 9. Accrued Expenses (Unpaid ........ ......... Schedule F, Line 3 10. Nonmonetary Adjustment Schedule C, Line 3 11. TOTAL EXPENDITURES MADE Add Lines 8 + 9 + 10 Current Cash Statement 12. Beginning Cash Balance Previous Summary Page, Line 16 13. Cash Receipts Column A, Line 3 above 14. Miscellaneous Increases to Cash Schedule 1, Line 4 15. Cash Payments Column A, Line 8 above 16. ENDING CASH BALANCE Add Lines 12 + 13 + 14, then subtract Line 15 If this is a termination statement, Line 16 must be zero. 17. LOAN GUARANTEES RECEIVED Cash Equivalents and Outstanding Debts 18. Cash Equivalents See instructions on reverse 19. Outstanding Debts Add Line 2 + Line 9 in Column 8 above Type or print in ink. Amounts may be rounded to whole dollars. Schedule 8, Part 2 $ Column A TOTAL THIS PERIOD (FROM ATTACHED SCHEDULES) 2549 2549 1890 4439 Statement covers period 10/19/14 from through Column B CALENDAR YEAR TOTAL TO DATE 9901 2125 12026 1890 13916 12/31/14 SUMMARY PAGE ALIFORNIA 46() FORM _17 Page "c) of I.D. NUMBER 1369917 Calendar Year Summary for Candidates Running in Both the State Primary and General Elections 20. Contributions Received 21. Expenditures Made 1/1 through 6/30 7/1 to Date s Expenditure Limit Summary for State 5229 8525 Candidates 5229 1800 8525 1800 22. Cumulative Expenditures Made* (It Subject to Voluntary Expenditure Limit) Date of Election (mm/dd/yy) 7029 10325 / / / / $ 11R■16.1.1M.: 5987 To calculate Column B, add / / 2549 amounts in Column A to the 8536 corresponding amounts from Column B of your last / / 5229 report. Some amounts in Column A may be negative / / 3307 figures that should be $ subtracted from previous period amounts. If this is / the first report being filed for this calendar year, only carry over the amounts "Since January 1, 2001. Amounts in this section may be from Lines 2, 7, and 9 (if different from amounts reported in Column B. any). Total to Date FPPC Form 460 (June/01) FPPC Toll-Free Helpline: 866/ASK-FPPC Schedule A Monetary Contributions Received SEE INSTRUCTIONS ON REVERSE NAME OF FILER TRISH SPENCER FOR MAYOR 2014 DATE RECEIVED FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I.D. NUMBER) 10/21/14 David Bratzler Alameda CA 94502 10/19/14 Eric Cross Alameda CA 94501 10/19/14 Susan Sperry Alameda, CA 94501 10/19/14 Timothy Coffey Alameda CA 94502 10/19/14 Rion Cassidy Alameda CA 94501 Type or print in ink. Amounts may be rounded to whole dollars. CONTRIBUTOR CODE * DK IND 0 COM LI OTH PTY SCC gjIND 0 COM OTH PTY SCC R IND fl COM OTH PTY LI SCC R IND ['COM 00TH PTY LI SCC RIND 0 COM OTH LI PTY SCC •■1 IF AN INDIVIDUAL, ENTER OCCUPATION AND EMPLOYER (IF SELF-EMPLOYED, ENTER NAME OF BUSINESS) Retired Retired Professional/Technical Research Analyst Professional/Technical SUBTOTAL $ Schedule A Summary 1. Amount received this period — contributions of $100 or more. (Include all Schedule A subtotals.) 2. Amount received this period — unitemized contributions of less than $100 3. Total monetary contributions received this period. (Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.) TOTAL $ Statement covers period 10/19/14 from through AMOUNT RECEIVED THIS PERIOD 12/31/14 100.00 100.00 100.00 100.00 250.00 650.00 1545.00 1004.00 2549.00 SCHEDULE A CALIFORNIA A A n FORM Page I.D. NUMBER 1369917 CUMULATIVE TO DATE CALENDAR YEAR (JAN. 1 - DEC. 31) 200.00 of PER ELECTION TO DATE (IF REQU(RED) Contributor Codes IND- Individual COM - Recipient Committee (other than PTY or SCC) OTH - Other PTY - Political Party SCC - Small Contributor Committee FPPC Form 460 (June/01) FPPC Toll-Free Helpline: 8661ASK-FPPC Schedule A (Continuation Sheet) Monetary Contributions Received NAME OF FILER TRISH SPENCER FOR MAYOR 2014 Type or print in ink. Amounts may be rounded to whole dollars. • FULL STREET DATE NAME, CONTRIBUTOR (IF COMMITTEE, ALSO ENTER I,D. NUMBER) RECEIVED CODE * 10/19/14 Emmet Steed Alameda CA 94501 10/19/14 Maria Elena Dominguez Alameda CA 94501 10/23/14 Edward Hirshberg Alameda CA 94501 10/23/14 Anthony Shomon Alameda CA 94501 11/5/14 Melvin Lim Alameda CA 94502 *Contributor Codes /wo — /nmvmual oow— Recipient Committee (other than PTY or SCC) OTH — Other PTY — Political Party SCC — Small Contributor Committee RIND OCOM UOTH UPTY L]noo RIND []com OoTH OPTY []aoo 00|wo []cnM OmH OPTY []ano ig|wm OooM COT* []PTY []acc g|wo Ouom OTH OPTY []noc IF AN INDIVIDUAL, ENTER OCCUPATION AND EMPLOYER (IF SELF.EMPLOYED, ENTER NAME OF BUSINESS) Statement covers period 10/19/14 from through 12/31/14 SCHEDULE A (CONT.) CALIFORNIA A an Page - of ID. NUMBER 1369917 AMOUNT CUMULATwroDATE PER ELECTION RECEIVED THIS CALENDAR YEAR TO DATE PERIOD (JAN. 1 - DEC. 31) (IF REQUIRED) Retired 100.00 Retired Real Estate Investor Retired Financial Professional 295.00 470.00 300.00 100.00 100.00 SVBTOlAL$ 895.00 FPPC Form *ou(Jun°m1) Schedule C Nonmonetary Contributions Received SEE NSTRUCTIONS ON REVERSE NAME OF FILER TRISH SPENCER FOR MAYOR 2014 DATE RECEIVED 11/9/14 12/6/14 FULL NAME STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR (IF COMMITTEE, ALSO ENTER ID. NUMBER) Rey la Graber Alameda CA 94501 CAPONE'S SPEAKEASY ALAMEDA CA Type or print in ink. Amounts may be rounded to whole dollars. IF AN CONTRIBUTOR INDIVIDUAL, oouopmIowAND EMPLOYER (IF xELF-EwPLo,so.ENTER NAME OF BUSINESS) Production Professional Attach additional information on appropriately labeled continuation sheets. Statement covers perio 10/19/14 frorr through DESCRIPTION OF GOODS OR SERVICES Legal Services EVENT HOST SUBTOTAL $ Schedule C Summary 1. Amount received this period - nonmonetary contributions of $1 00 or more. (Include all Schedule C subtotals.) � 2. Amount received this period - unitemized nonmonetary contributions of less than $100 � 3. Total nonmonetary contributions received this period. (Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Lines 4 and 10.) TOTAL $ 12/31/14 AMOUNT/ FAIR MARKET VALUE 990 900 SCHEDULE FORM 41167 11,0" � p�e_�L—m__J� LD.wmwosn 1369917 ,__ CUMULATIVE TO DATE CALENDAR YEAR (JAN 1 - DEC 31) PER ELECTION TO DATE (IF REQUIRED) *Contributor Codes |wo—|nmvmmu 1890 oom- Recipient Committee (other than PTY or SCC OTH — Othe rTY — pmmca/party aoo —omonoonmuuw,ovmmittee 1890 FPPC Form 460 (June/01) Schedule E Payments Made SEE INSTRUCTIONS ON REVERSE NAME OF FILER TRISH SPENCER FOR MAYOR 2014 Type or print in ink. Amounts may be rounded to whole dollars. Statement covers period 10/19/14 from through 12/31/14 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CNS CTB CVC AL nND IND LEG UT campaign paraphemalia/misc. campaign consultants contribution (ex |um nonmonetary)* civic donations candidate fiDng/baltot fees fundraising events independent expenditure supporting/opposing others (explain)* legal defense campaign Ilteralure and mailings NAME AND ADDRESS OF PAYEE (IF COMMITIEE. 41.50 ENTER ID. NUMBER ALAMEDA SUN Alameda CA 94501 Sing Tao Daily South San Francisco CA 94080 USA Contra Costa Times Walnut Creek CA 94598 USA MBR MTG OFC PET PHO POL POS PRO nRT member communications meetings and appearances office expenses petition circulating phone banks polling and survey research noomoe, delivery and messenger services professional services (legal, accounting) print ads CODE PRT PRT PRT RAD RFD SAL TRC TRS TSF VOT WEB SCHEDULEE CALIFORNIA 460� FORM Page uzNUmBEn 1369917 radio airtime and production costs returned contributions campaign workers' salaries hv or cable airtime and production costs candidate travel, lodging, and meals staff/spouse travel, |nueing, and meals transfer between committees of the same candidate/sponsor voter registration inrormation technology costs (Internet, e.mail) OR DESCRIPTION OF PAYMENT ADVERTIS ING ADVERTIS ING ADVERTISING * Payments that are contributions or Independent expenditures must also be summarized on Schedule D. AMOUNT PAID 4019 259 756 SUBTOlAL$ 5034 Schedule E Summary 1. Payments made this period of $1 00 or more. (tnclude aH Schedule E subtotals.) � 2. Unitemized payments made this period of under $1 00 � 3. Total interest paid this period on loans. (Enter amount from Schedule B, Part 1, Column (e).) � 4. Total payments made this period. (Add Lines 1, 2, and 3. Enter here and on the Summary Page, Column A, Line 6.) . ..... ............ ......... TOTAL $ 5229 5229 pppc Form 4so(Junom1) Schedule E (Continuation Sheet) Payments Made SEE INSTRUCTIONS ON REVERSE NAME OF FILER TRISH SPENCER FOR MAYOR 2014 Type or print in ink. Amounts may be rounded to whole dollars. CODES: If one of the following codes accurately describes the CIVP CNS CI Li CVC FlL FND IND LEG UT campaign paraphernalia/misc, campaign consultants contribution (explain nonmonetary)* civic donations candidate filing/ballot fees fundraising events independent expenditure supporting/opposing others (explain)* legal defense campaign literature and mailings NAME AND ADDRESS OF PAYEE (IF COMMITTEE, ALSO ENTER I.O. NUMBER) COUNTY OF ALAMEDA OAKLAND, CA MBR MTG OFC PET PHO POL POS PRO PRT Statement covers period 10/19/14 12/31/14 from through payment, you may enter the code. Otherwise, member communications meetings and appearances office expenses petition circulating phone banks polling and survey research postage, delivery and messenger services professional services (legal, accounting) print ads CODE OR POL * Payments that are contributions or independent expenditures must also be summarized on Schedule D. RAD RFD SAL TEL TRC TRS TSF VOT WEB SCHEDULE E (CONT.) CALIFORNIA 46 FORM Page I.D. NUMBER 1369917 describe the payment. radio airtime and production costs returned contributions campaign workers' salaries t.v. or cable airtime and production costs candidate travel, lodging, and meals staff/spouse travel, lodging, and meals transfer between committees of the same candidate/sponsor voter registration information technology costs (Internet, e-mail) DESCRIPTION OF PAYMENT AMOUNT PAID VOTER REGISTRATION INFORMATION 195 SUBTOTAL $ 195 FPPC Form 460 (June/01) FPPC Toll-Free Helpline: 866/ASK-FPPC Schedule F Accrued Expenses (Unpaid Bills) SEE NSTRUCTIONS ON REVERSE NAME OF FILER TRISH SPENCER FOR MAYOR 2014 CODES: If one of the following codes accurately ov? CNS CTB CVC FlL FND IND LEG UT uamvxignvarapxomaliam,iec. campaign consultants contribution (explain nonmonetary)* civic donations candidate fihing/bailot fees fundraising events independent expenditure supporting/opposing others (exp legal defense campaign literature and mailings NAME AND ADDRESS OF CREDITOR (IF COMMITTEE, ALSO ENTER 1.0. NUMBER) CITY OF ALAMEDA ALAMEDA CA describes the MBR MTG OFC PET mHO fmL lain)* POS PRO PRT Payments that are contributions or independent expenditures must also be summarized on Schedule D. Type or print in ink. Amounts may be rounded to whole dollars. paymem8, you may enter the code. member communications meetings and appearances office expenses petition circulating phone banks polling and survey research puotaue, delivery and messenger services professional services (legal, accounting) print ads CODE OR DESCRIPTION OF PAYMENT CMP SUBTOTALS $ Statement covers period 10/19/14 from through 12/31/14 Otherwise, describe the payment. RAD radjo airtime and production costs RFD returned contributions SAL campaign workers' salaries TEL tv. or cable airtime and production costs IRO candidate travel, lodging, and meals TRS staff/spouse travel, muging, and meals TSF transfer between committees of the same candidate/sponsor VOT voter registration WEB information techno!ogy costs (Internet, e-mail) (b) (c) (d) AMOUNT INCURRED AMOUNT PAID OUTSTANDING THIS PERIOD THIS PERIOD BALANCE AT CLOSE (ALSO REPORT OF E) OF THIS PERIOD (a) OUTSTANDING BALANCE BEGINNING OF THIS PERIOD SCHEDULE F CALIFORNIA A girl FORM —111 Page _91 of 9 uzNUMBER 1369917 1800 0 1800 Schedule F Summary 1. Total accrued expenses incurred this period. (!nctude all Schedule F, Column (b) subtotals for accrued expenses of $100 or more, plus totat unitemized accrued ed expenses under $100.) INCURRED TOTALS $ 2. Totat accrued expenses paid this perod. (Include all Schedule F, Column (c) subtotats for payments on accrued expenses of $100 or more, plus total unitemized payments on accrued expenses under $100.) PAID TOTALS $ 3. Net change this oeriod(8ubtractLine ?hnm|ine1 Fnt�,t�wnie�n"ncphp,ppnn --_�"��-''��- 1. Enter -- ---- - - '__- 1800 m.uu,ouvmm/yr�y��vumo°,u/x,��/ m�/� 1800 1800 May be a negative number FPPC Form 460punew1>