Resolution 15193ADOPTION OF A RESOLUTION FOR THE MAYOR'S SIGNATURE
REAFFIRMING THE AUTHORITY PREVIOUSLY DELEGATED TO
THE CITY MANAGER, IN RESOLUTION NO. 13135 APPROVED ON
SEPTEMBER 7, 1999, TO MAKE APPLICATION FOR INDUSTRIAL
DISABILITY RETIREMENT FOR LOCAL SAFETY MEMBERS WITH
THE CALIFORNIA PUBLIC EMPLOYMENT RETIREMENT SYSTEM
WHEREAS, the City of Alameda is a contracting agency of the Public
Employees' Retirement System ("PERS"); and
WHEREAS, the Public Employees' Retirement Law requires that the
contracting agency determine whether an employee of such agency in which
he/she is classified as a local safety member, is disabled for purposes of the
Public Employees' Retirement Law and whether such disability is "industrial"
within the meaning of such law; and
WHEREAS, PERS mandates specific procedures within the Administrative
Procedures Act ("APA") as pertaining to local safety officers; and
WHEREAS, pursuant to City Council Resolution No. 12063, in January,
1991, the Council adopted a procedure for detelmination of industrial disability
retirement claims for public safety officers; and
WHEREAS, the City Council of Alameda approved Resolution No. 13135 on
September 7, 1999 updating the procedure for Industrial Disability requirements to
comply with current law for local Safety Officers including appeals of PERS
disability ruling pursuant to California Government Code section 21156 and
provided for the delegation to the City Manager or designee the authority to make
the determination of disability pursuant to Government Codes § 21173; and
WHEREAS, the City was recently notified by PERS that they would no longer
approve Industrial Disability retirements submitted by the City because Resolution
No. 13135 which delegated authority to the City Manager or designee to make the
determination of disability was signed by the City Clerk and not the Mayor. PERS
policy requires the resolution be signed by the Mayor since the Mayor was listed as
one of the Councilmembers in the City's resolution. As a result of this notification a new
resolution signed by the Mayor must be submitted approving the delegation of Authority
to the City Manager or designee.
NOW, THEREFORE, BE IT RESOLVED that the following procedure shall apply
in making determinations for disability retirement of a local safety employee under the
Public Employees Retirement System ("PERS").
I. CITY MAKES DETERMINATIONS
An initial determination will be made by the City upon medical and other
available evidence offered by either the applicant or the City to determine whether
the applicant is incapacitated from the performance of duty and whether the cause
of the claimed condition is industrial or nonindustrial. Those determinations shall
be made no later than six (6) months from the date of the application unless this
time requirement is waived in writing by the applicant. Said determination shall be
made by the Human Resources Director, as the designee of the City Manager.
(1) Employee Files Application for Disability Retirement
A. If it is determined by the City that the applicant is incapacitated, and the
incapacity is industrial, the City Manager or his/her designee will so
certify to PERS.
B. If the City determines that the applicant is incapacitated but the
cause of the incapacity is determined to be nonindustrial, the City
Manager, or his/her designee, will notify the applicant of this decision.
If the applicant does not give the City Manager, or his/her designee,
written notice of disagreement with these determinations within 30
calendar days, the Citywill certify these determinations to PERS.
C. If the applicant gives the City Manager, or his/her designee, written
notice within 30 calendar days of disagreement with the City's
determination that the cause of the incapacity is nonindustrial and
wishes to appeal this decision to the Workers' Compensation Appeals
Board ("WCAB"), the City will certify to PERS the determination of
incapacity and will inform PERS that the applicant intends to appeal to the
WCAB for a determination whether the incapacity is industrial or
nonindustrial pursuant to Government Code Section 21126.
D. Following the decision by the WCAB, either party may seek rehearing or
review of the WCAB finding in accordance with Government Code
sections 21168 by filing a Petition for Reconsideration and Petition for
Writ of Review.
If, in its initial determination, the City determines that the applicant
is not incapacitated from the perfOlmance of duty, it shall notify the applicant
by certified mail (return receipt requested), or personal service, of its intent to
so certify to PERS. The applicant will be advised that he or she has thirty (30)
calendar days to advise in writing the City Manager, or his/her designee, that
he or she requests a hearing of this determination. The applicant may
concurrently appeal to the WCAB any determination on the nonindustrial
causation of the claimed condition, as outlined in (1)C and (1)D, if he or she
contests the determination. If the applicant requests a hearing, the City will
certify its initial determination to PERS and will inform PERS that applicant has
requested a hearing.
(1) City Files Application for Disability Retirement
A. If the City makes a determination of incapacity from the performance of
duty based upon medical and other available evidence and an application
has not been filed with PERS, the City Manager, or his/her designee, will
make application on behalf of the City for disability retirement of a local
safety employee. The employee shall be notified that an initial
determination of incapacity from the performance of duty has been made,
that an application for disability retirement has been submitted to PERS
by the City, and whether the condition is determined industrial or
nonindustrial.
B. If the employee disputes the City's determination with respect to
incapacity, the employee shall be advised that he or she has thirty
(30) calendar days to advise in writing the City Manager, or his/her
designee, that he or she requests a hearing before the City.
C. If the employee disputes the City's determination with respect to
industrial causation, the employee shall be advised that he or she
has thirty (30) calendar days to file Petition for Finding of Fact
pursuant to Government Code Section 21166.
D. If an employee requests a hearing on incapacity or applies to the
WCAB for a determination on industrial causation, the City will
certify to PERS the initial determinations and will inform PERS that
employee has requested a hearing on incapacity or has applied to
the WCAB for a determination on industrial causation.
II. ADMINISTRATIVE JUDGE HEARS APPEALS
If the applicant requests a hearing, said hearing shall be held in conformity
with Government Code Section 21156 and the Administrative Procedures Act
(Government Code section 11500 et seq.). When an applicant requests an
appeal hearing, the City will notify the Office of Administrative Hearings and
will request a hearing date and a pre-hearing conference with an Administrative
Law Judge. The applicant will be informed that the hearing will be held at the time
and place designated by the Office of Administrative Hearings which shall set a
hearing date and pre-hearing conference. The hearing will be held within six (6)
months of the request for a hearing and will be based upon the evidence which
is available at the time of the hearing unless this time limit is waived by the City
and the applicant.
A. The pre-hearing conference may address the following points:
1. Settlement prospects
2. Stipulations
3. Clarification and narrowing of issues
4. Trial date
5. Discovery schedule
6. Briefing schedule
7. Scope of evidence
8. Procedural matters
9. Other matters that bear upon the issues presented
B. The hearing shall be presided over by an Administrative Law Judge. The
Administrative Law Judge alone shall exercise all powers relating to the
conduct of the hearing. The Administrative Law Judge also shall rule on all
factual and evidentiary issues and make a determination accordingly.
C. An administrative record shall be generated at the hearing pursuant to
the Administrative Procedures Act. All testimony shall be recorded by
a Certified Shorthand Reporter.
D. Within 30 days following the hearing, the Administrative Law Judge shall issue
the findings and proposed decision to the Pension Board. The Pension Board
may adopt the decision in its entirety, reject it and decide the matter itself on
the basis of the administrative record, or refer the matter back to the
Administrative Law Judge to take additional evidence.
E. The proposed decision of the Administrative Law Judge shall be deemed
adopted by the Pension Board 100 days after issuance of the proposed decision,
unless within the time, the Pension Board notifies the parties that it will decide
the case itself upon the administrative record or submit the matter back to the
Administrative Law Judge for additional evidence. If the Pension Board elects
to decide the matter itself upon the administrative record, the 100 days begins
upon delivery of the transcript of the administrative record.
F The decision of the Pension Board is final. The decision and findings will be
served on the applicant by Certified Mail, return receipt requested. Such letter
will further provide that each party has 30 calendar days within which to seek
judicial review and to notify the opposing party of its intention to seek review.
Such review is by means of filing a Petition for Writ of Mandate in the Superior
Court of Alameda County.
G. The final determination of the Pension Board will be celtified to the PERS. If
the applicant has appealed to the WCAB the determination on causation of the
claimed condition or either party has sought review in the Superior Court,
PERS will be so informed.
Signed by the Presiding Officer of the City Council of the City of Alameda.
Presiding Officer of the City Council
Attest:
A,
�Vv
Lara Weisiger, Vity Clerk
1, the undersigned, hereby certify that the foregoing Resolution was duly and
regularly adopted and passed by the Council of the City of Alameda in regular meeting
assembled on the 6th day of September, 2016, by the following vote to wit:
AYES: Councilmembers Daysog, Ezzy Ashcraft, Matarrese, Oddie
and Mayor Spencer — 5.
NOES: None.
ABSENT: None.
ABSTENTIONS: None.
IN WITNESS, WHEREOF, I have hereunto set my hand and affixed the official
seal of said City this 7th day of September, 2016.
Lara Weisiger ity Clerk
City of AlamePa
Approved as to Form:
JaneYCKern, City Atforne
City (5f Alameda