Kennedy 700CALIFORNIA FORM 700
FAIR POLITICAL PRACTICES COMMISSION
A PUBLIC DOCUMENT
STATEMENT OF ECONOMIC INTERE& ec7ive,
COVER PAGE VII 2 2 2010
Please type or print in ink.
!'t
NAME OF FILER (LAST) .
Kennedy
1. Office, Agency, or Court
Agency Name (Do not use acronyms)
City of Alameda
Division, Board, Department, District, if applicable
(FIRST)
Kevin
ID EP -
r)/ Ci
Your Position
Treasurer
1. If filing for multiple positions, list below or on an attachment. (Do not use acronyms)
Agency:
Position:
2. Jurisdiction of Office (Check at least one box)
State
E] Multi-County
City of Alameda
3. Type of Statement (Check at least one box)
12
0 Judge or Court Commissioner (Statewide Jurisdiction)
0 County of
11 Other
Annual: The period covered is January 1, 2017, through 0 Leaving Office: Date Left
December 31, 2017. (Check one)
-or-
The period covered is , through 0 The period covered is January 1, 2017, through the date of
December 31, 2017. leaving office.
-or-
El Office: Date assumed 0 The period covered is , through
the date of leaving office.
Candidate: Date of Election
and office sought, if different than Part 1:
4. Schedule Summary (must complete) ■ Total number of pages including this cover page:
Schedules attached
12
Schedule A-1 - Investments — schedule attached
Schedule A-2 - Investments — schedule attached
El Schedule B - Real Property — schedule attached
-or-
LI - No reportable interests on any schedule
5. Verification
MAILING ADDRESS STREET
(Business or Agency Address Recommended - Public Document)
1516 Oak St Suite 101
DAYTIME TELEPHONE NUMBER
( 510 ) 748-1898
CITY
Schedule C - Income, Loans, & Business Positions — schedule attached
El Schedule D - Income — Gifts — schedule attached
Schedule E - Income — Gifts — Travel Payments — schedule attached
STATE ZIP CODE
Alameda CA 94501
E-MAIL ADDRESS
kevin@KevinKennedyLLC.com
I have used all reasonable diligence in preparing this statement. I have reviewed this statement and to the best of my knowledge the information contained
herein and in any attached schedules is true and complete. I acknowledge this is a public document.
I certify under penalty of perjury under the laws of the State of California that the foregoin
I k
(month, day, year)
Date Signed
Signature
• true an •
Form 700 (2017/2018)
FPPC Advice Email: advice@fppc.ca.gov
FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov
SCHEDULE A-1
Investments
Stocks, Bonds, and Other Interests
(Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
• NAME OF BUSINESS ENTITY
Bank of Marin
GENERAL DESCRIPTION OF THIS BUSINESS
Banking
FAIR MARKET VALUE
0 $2,000 - $10,000
$100,001 - $1,000,000
NATURE OF INVESTMENT
Stock 0 Other
El $10,001 - $100,000
0 Over $1,000,000
(Describe)
El Partnership 0 Income Received of $0 - $499
0 Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
/ / 17 jj 17
ACQUIRED DISPOSED
• NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
O $2,000 - $10,000
▪ $100,001 - $1,000,000
NATURE OF INVESTMENT
0 Stock 0 Other
El $10,001 - $100,000
El Over $1,000,000
(Describe)
Li Partnership 0 Income Received of $0 - $499
0 Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
/ 17 _/_/ 17
ACQUIRED DISPOSED
• NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
0 $2,000 - $10,000
O $100,001 - $1,000,000
El $10,001 - $100,000
1=i Over $1,000,000
NATURE OF INVESTMENT
0 Stock El Other
(Describe)
O Partnership 0 Income Received of $0 - $499
0 Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
/ 17
ACQUIRED
Comments:
_/_/ 17
DISPOSED
CALIFORNIA FORM 700
FAIR POLITICAL PRACTICES COMMISSION
Name
Ktffk
--r
• NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
0 $2,000 - $10,000
El $100,001 - $1,000,000
El $10,001 - $100,000
El Over $1,000,000
NATURE OF INVESTMENT
O Stock 0 Other
(Describe)
El Partnership 0 Income Received of $0 - $499
0 Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
/ / 17 / / 17
ACQUIRED DISPOSED
• NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
0 $2,000 - $10,000
El $100,001 - $1,000,000
0 $10,001 - $100,000
0 Over $1,000,000
NATURE OF INVESTMENT
O Stock 0 Other
(Describe)
• Partnership 0 Income Received of $0 - $499
0 Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
/ / 17 / / 17
ACQUIRED DISPOSED
• NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
0 $2,000 - $10,000
O $100,001 - $1,000,000
NATURE OF INVESTMENT
El Stock 0 Other
0 $10,001 - $100,000
0 Over $1,000,000
(Describe)
O Partnership 0 Income Received of $0 - $499
0 Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
/___/ 17 _/_/ 17
ACQUIRED DISPOSED
FPPC Form 700 (2017/2018) Sch. A-1
FPPC Advice Email: advice@fppc.ca.gov
FPPC Toll-Free Help line: 866/275-3772 www.fppc.ca.gov
SCHEDULE A-2
Investments, Income, and Assets
of Business Entities/Trusts
(Ownership Interest is 10% or Greater)
Ott 1. BUSINESS ENTITY OR TRUST
Kevin Kennedy, LLC
Name
1516 Oak St Suite 101, Alameda CA 94501
Address (Business Address Acceptable)
Check one
El Trust, go to 2
CI Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
0 $0 - $1,999
0 $2,000 - $10,000
0 $10,001 - $100,000
0 $100,001 - $1,000,000
Over $1,000,000
IF APPLICABLE, LIST DATE:
NATURE OF INVESTMENT
El Partnership El Sole Proprietorship
17 / i17
ACQUIRED DISPOSED
E3
President
YOUR BUSINESS POSITION
LLC
Other
tt et a Is "el^ tttto
SHARE OF THE GROSS INCOME TO THE ENTITY/TRUST)
0 $0 - $499
El $500 - $1,000
0 $1,001 - $10,000
•
LI $10,001 - $100,000
OVER $100,000
INCOME OF $10,000 OR MORE (Attach a separate sheet it necessary)
None or 1 Names listed below
4. IN T NSA *I TE" ST IN ° " et• LD OR
[-EASED _BY THE BUSINESS ENTITY OR TRUST
Check one box:
O INVESTMENT
0 REAL PROPERTY
Name of Business Entity, if Investment, E
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity or
City or Other Precise Location of Real Property
FAIR MARKET VALUE
[11 $2,000 - $10,000
El $10,001 - $100,000 / / 17
LI $100,001 - $1,000,000 ACQUIRED
o Over $1,000,000
NATURE OF INTEREST
O Property Ownership/Deed of Trust 0 Stock
IF APPLICABLE, LIST DATE:
/ / 1i
DISPOSED
o Partnership
1=1 Leasehold Other
Yrs. remaining
El Check box if additional schedules reporting investments or real property
are attached
Commentc•
CALIFORNIA FORM
700
FAIR POLITICAL PRACTICES COMMISSION
Name
V----(AICAtAl
1. BUSINESS ENTITY OR TRUST
Name
Address (Business Address Acceptable)
Check one
LI Trust, go to 2 El Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
El $0 - $1,999
El $2,000 - $10,000
LI sio,001 - $100,000
LI sio0,001 - $1,000,000
O Over $1,000,000
IF APPLICABLE, LIST DATE:
NATURE OF INVESTMENT
O Partnership El Sole Proprietorship
= YOUR BUSINESS POSITION
/ 17 / 17
ACQUIRED DISPOSED
Other
SHARE OF THE GROSS INCOME 12 THE ENTITY/TRUST)
▪ $0 - $499
0 $500 - $1,000
O $1,001 - $10,000
0 $10,001 - $100,000
LI OVER $100,000
t ■ - • - at- a
INCOME OF $10,000 OR MORE (Attach a separate sheet 5 rlecessar)t.)
None or
Names listed below
4.1 EvAESEDNINr THAENBuisINTEss ENTITY OARLTRUSTPE
Check one box:
LI
INVESTMENT
El REAL PROPERTY
Name of Business Entity, if Investment, gr
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity or
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
0 $2,000 - $10,000
El $10,001 - $100,000 _/_/ 17 / / 17
LJ $100,001 - $1,000,000 ACQUIRED DISPOSED
O Over 51,000,000
NATURE OF INTEREST
El Property Ownership/Deed of Trust El Stock LI Partnership
O Leasehold El Other
Yrs. remaining
El Check box if additional schedules reporting investments or real property
are attached
FPPC Form 700 (2017/2018) Sch. A-2
FPPC Advice Email: advice@fppc.ca.gov
FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov
SCHEDULE E C
Income, Loans, & Business
Positions
(Other than Gifts and Travel Payments)
FAIR POLITICAL. PRACTICES COMMISSION
N
K8
0- 1. INCOME RECEIVED
1. INCOME RECEIVED
NAME OF SOURCE OF INCOME
Bank of Marn
ADDRESS (Business Address Acceptable)
504 Redwood Blvd Suite 100 Novato CA 94947
BUSINESS ACTIVITY, IF ANY, OF SOURCE
Banking
YOUR BUSINESS POSITION
Director
GROSS INCOME RECEIVED
E3
Ili No Income Business Position Only
L] $1,001 $1o,00
0 OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
[] Salary 0 Spouse's or registered domestic partner' income
(For self-employed use Schedule A-2.)
LJ Partnership (Less than 10% ownership. For 10% or greater use
Schedule A-2.)
El Salem
����=�m�**
(Describe)
Loan repayment
[] Commission or [� Rental m�me.m*����ma/uwm���
O Other
NAME OF SOURCE OF INCOME
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF SOURCE
YOUR BUSINESS POSITION
GROSS INCOM RECEIVED
EI $500 - $1,000
$10,001 - $100,00
No Incom Business Position OnIy
LJ stool '$10,mm
0 OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
111 Salary [1] Spouse's or registered domestic partner's income
(For self-employed use Schedule A-2.)
O Partnership (Less than 10% ownership. For mm or greater
Schedule A-2.)
0 Salem
El Loan repayment
E] Commission or
Other
peal property, car,boat, °tc.)
LI Rental Income, Ilat each source m$10,o00 or more
(Describe)
�
You are not required to report loans from commercial lending institutions, or any indebtedness created as part of a
retail installment or credit card transaction, made in the lender's regular course of business on terms available to
members of the public without regard to your official status. Personal Ioans and Ioans received not in a lender's
regular course of business must be disclosed as foliows:
NAME OF LENDER*
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF LENDER
HIGREST BALANCE DURING REPORTING PERIOD
El $500 - $1,000
LJ $1,001 'm1umm
El mo,00 - $100,00
OVER $100,000
Comments:
INTEREST RATE
OA
0 None
SECURITY FOR LOAN
O None
• Real Property
O auaamm
El Other
TERM (MonthsNears)
Personal residence
Street address
City
pppc Form 7uo(2uz7/zozo)sch.c
FPPC Advice Email: advice@f pcca.auv
FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov
KEVIN KENNEDY
A6med/�IVe^lth A! m^/gommSp*ia1isl
January 22, 2018
To Whom It May Concern:
I am prohibited by Iaw from disclosing the names of the clients of my financial planning practice
to the public, so I am asking for an exemption from the requirement on Schedule A-2 of the
California Form 700.
I have approximately 15 clients who pay my company more than $10,000 in planning fees
annually. Because my fee schedule is public, it would be easy for the public to determine how
much money each of these clients has based on the fee they pay me. This would be a direct
violation of privacy laws.
I have not and will not make, participate in making, or in any way attempt to use my official
position to influence a governmental decision in violation of Section 87100. In the event I am
faced with a potential conflict of interest involving an undisclosed person, I will disclose the
potential conflict to our legal counsel and recuse myself from participating in the matter.
Please contact me directly if you have any questions or need any further information.
(Regulations of the Fair Political Practices Commission, Title 2, Division 6, California Code of
Regulations.)
§ 18740. Legally Prohibited Disclosure: Statement of Economic Interests.
(a) An official or candidate is not required to disclose the name of a person under Section
87207 if disclosure would violate California or Federal law. A person's name may be withheld in
accordance with the following procedure:
(1) The official or candidate must file with his or her Statement of Economic Interests an
explanation for nondisclosure. The explanation must state for each undisclosed person the legal
basis and sufficient facts to support nondisclosure.
(2) With respect to each undisclosed person, the official or candidate must state in writing
signed under penalty of perjury of the laws of the State of California that he or she has not and
will not make, participate in making, or in any way attempt to use an official position to
influence a governmental decision in violation of Section 87100. In the event the official or
candidate is faced with a potential conflict of interest involving an undisclosed person, the
official or candidate should disclose the potential conflict to their agency's legal counsel and
must recuse themselves from participating in the matter.
(b) The General Counsel of the Commission will determine whether the nondisclosure is
warranted under California or Federal law. The General Counsel may request further information
from the official or candidate.
(1) If the General Counsel determines there is insufficient legal or factual justification for
nondisclosure, the General Counsel will notify the official or candidate in writing and order
disclosure. Within 14 days after issuance of an order, the official or candidate must comply with
the order or appeal the determination, in writing, to the Commission.
1
(2) If the General Counsel determines that nondisclosure is justified under California or
Federal law, the General Counsel will notify the Chair of the Commission. The Chair may: (A)
approve the determination and direct the General Counsel to issue a final order of nondisclosure;
or (B) request review of the General Counsel's determination by the full Commission and place
the matter on the agenda for the next available Commission meeting.
(c) If the matter is reviewed by the Commission, the official or candidate will be notified
and allowed to present written or oral testimony. If the Commission determines that
nondisclosure is warranted, no further action need be taken. If the Commission orders
disclosures, the official or candidate must comply within 14 days of the order.
(d) The Executive Director may, for good cause, extend the time periods established in
this regulation.
Note: Authority cited: Section 83112, Government Code. Reference: Section 87207(b),
Government Code.
HISTORY
1. New section filed 7-28-76; effective thirtieth day thereafter (Register 76, No. 31).
2. Amendment of subsections (c)-(f) filed 11-2-78; effective thirtieth day thereafter (Register 78,
No. 44).
3. Amendment filed 4-28-82; effective thirtieth day thereafter (Register 82, No. 18).
4. Amendment of first paragraph, subsection (e) and Note filed 10-23-96; operative 10-23-96
pursuant to Government Code section 11343.4(d) (Register 96, No. 43).
5. Amendment filed 10-26-2004; operative 11-25-2004 (Register 2004, No. 44).
6. Amendment of section heading and repealer and new section filed 2-2-2015;
2
operative 3-4-2015 pursuant to title 2, section 18312(e)(1) of the California Code of Regulations.
Submitted to OAL for filing and printing pursuant to Fair Political Practices Commission v.
Office of Administrative Law, 3 Civil C010924, California Court of Appeal, Third Appellate
District, nonpublished decision, April 27, 1992 (FPPC regulations only subject to 1974
Administrative Procedure Act rulemaking requirements and not subject to procedural or
substantive review by OAL) (Register 2015, No. 6).
3