Ordinance 3246
CITY OF ALAMEDA ORDINANCE NO. 3246
New Series
AN UNCODIFIED ORDINANCE OF THE CITY OF ALAMEDA
CONCERNING THE ESTABLISHMENT OF AN ANNUAL GENERAL
ADJUSTMENT, A RENT REGISTRY, BANKING, AND A PETITION
PROCESS FOR AN UPWARD AND DOWNWARD ADJUSTMENTOF
RENTS
WHEREAS, there is a shortage of decent, safe, affordable and sanitary housing
in the City of Alameda (City); and
WHEREAS, given the increased housing cost burden faced by many Alameda
residents, excessive rent increases threaten the public health, safety, and welfare of
Alameda residents, including seniors, those on fixed incomes, those with very low, low,
and moderate income levels, and those with other special needs, to the extent th at such
persons may be forced to choose between paying rent and providing food, clothing, and
medical care for themselves and their families; and
WHEREAS, according to American Community Survey Data, between 2008 and
2017, rents have increased 34% while tenant households have experienced only a 12%
increase in median household income in this same time period; and
WHEREAS, according to 2017 American Community Survey One-Year Estimates,
tenant households make up more than half of the community and 49% of Alameda tenant
households are “overpaying”, meaning the household pays 30% or more of its income on
housing costs; and
WHEREAS, the City of Alameda currently does not restrict the amount of any given
rental increase and the compounding effect of annual rent increases of 5% that, as a
practical matter are not reviewed under current regulations, may price many residents,
especially those on fixed income or low- or lower-income households, out of the Alameda
rental housing market; and
WHEREAS, data from the 2017 American Community Survey One -Year Estimates
indicates that at least 36% of tenants have lived in their units less than four years and at
least 71% of tenants have lived in their units less than nine years, thereby demonstrating
that in general tenants do not remain in their units for many years, providing landlords
with opportunities to re-set rents to market; and
WHEREAS, in light of the numerous concerns noted herein, including, but not
limited to, the current and immediate threat to the health, safety, and welfare of the City’s
residents and the adverse impacts that would result from a substantial decrease of
affordable housing within the City, it is in the interest of immediately preserving the public
health, safety and general welfare to adopt this Ordinance in order to put into place among
other things, regulations concerning rent stabilization and providing a process to ensure
that landlords continue to receive a reasonable return on their properties.
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF ALAMEDA DOES
HEREBY ORDAIN AS FOLLOWS:
Section 1. Definitions
Unless the context requires otherwise, the terms defined in this Ordinance shall have
the following meanings. Capitalized terms shall have the same meaning as c apitalized
terms in Ordinance No. 3148.
A. Annual General Adjustment means seventy percent (70%) of the percentage
increase in the Consumer Price Index for the 12-month period ending April of each
year and rounded to the nearest one-tenth of a percent; provided, however, in no
event shall the Annual General Adjustment be more than five percent nor less than
one percent.
B. Base Rent shall mean for those Rental Units that not are not exempt under Section
6-58.135 of the Alameda Municipal Code the Rent that the Program Administrator
determines, as set forth in subsection B of Section 2 of this Ordinance, to be in
effect on September 1, 2019 (or as otherwise established at a later date as
provided in subsection A of Section 3 of this Ordinance) and shall be the reference
point from which the Maximum Allowable Rent shall be adjusted upward or
downward in accordance with this Ordinance.
C. Maximum Allowable Rent means the maximum Rent that may be charged on any
Rental Unit covered by this Ordinance and not exempt under Alameda Municipal
Code Section 6-58.135.
Section 2. Rent Registry
A. The Landlord shall complete and submit annually to the Rent Program a
registration statement for each Rental Unit on a form approved by the Program
Administrator as set forth by regulation. Thereafter, the Landlord shall complete
and submit to the Rent Program a registration statement for each Rental Unit upon
any change in the tenancy.
B. The Program Administrator shall determine the Maximum Allowable Rent for each
Rental Unit registered with the Rent Program and prepare a certification of such
Rent. The Program Administrator shall annually provide such certification to
Landlords and Tenants. A Landlord or Tenant may appeal the determination of
the Maximum Allowable Rent as set forth in Ca lifornia Civil Code section 1947.8
and the City’s implementing regulations.
C. It shall be unlawful to report to the Rent Program an amount of Rent for a Rental
Unit other than the actual amount paid by the Tenant for the use and occupancy
of the Rental Unit.
Section 3. Establishment of Base Rent, Annual General Adjustment
A. Beginning September 1, 2019, no Landlord shall charge Rent for any Rental Unit
not exempt under Alameda Municipal Code Section 6-58.135 in an amount greater
than the Base Rent plus increases expressly allowed under this Ordinance. If
there were no Rent in effect on September 1, 2019, the Base Rent shall be the
Rent that was charged on the first date that Rent was charged following September
1, 2019. For tenancies commencing after the adoption of this Ordinance, the Base
Rent is the initial Rent in effect on the date the tenancy commences.
B. No later than May 31 each year the Program Administrator shall announce the
percentage increase by which Rent for eligible Rental Units will be generally
adjusted effective September 1 of that year. The Annual General Adjustment for
September 1, 2019 shall be 2.8%.
Section 4. Conditions for Taking the Annual General Adjustment
A Landlord may increase Rent by the Annual General Adjustment only if the Landlord:
A. Serves the Tenant with a legally required notice of a rent increase under State law
(which notice may include a banked Annual General Adjustment) and files within
five days a copy of the notice of the rent increase with the Program Administrator
to which is attached a copy of the proof of service that the Tenant has been served;
B. Has complied with all other provisions of the City’s Rent Review, Rent Stabilization
and Limitations on Eviction Ordinances, including but not limited to Ordinance No.
3148 and 3244, as those Ordinances may be amended from time to time, and with
any other applicable policies, regulations or resolutions concerning Rent, including
without limitation the payment of all Rent Program Fees set forth in the Council’s
Fee Resolution.
Section 5. Banking
A. A Landlord may, but is not required to, increase Rent by the Annual General
Adjustment as provided in Section 3. Any unused Rent increase may be banked
pursuant to the formula set forth in subsections B and C below for future imposition
concurrent with a future Annual General Adjustment .
B. Banking of Annual General Adjustments shall be calculated based on compound
addition. For example, an unused Annual General Adjustment of three percent
(3%) in one year plus three point four percent (3.4%) in the following year is equal
to a combined Annual General Adjustment of six point five six percent (6.56%), not
six point four percent (6.4%).
C. If a Landlord has not increased Rent to the Maximum Allowable Rent in any
particular year during a tenancy, the Landlord may, as part of a subsequent annual
rent increase, increase Rent by the previously banked Annual General Adjustment.
However, it shall be unlawful for any Landlord to (a) bank more than eight percent
(8%), (b) increase rent by more than the current year Annual General Adjust plus
three percent (3%) of any banked amount, (c) increase rent by using any banked
amount in consecutive years, or increase rent using any banked amount more than
three (3) times during any tenancy.
D. Any banked Annual General Adjustments expire when a new tenancy is created
or the Landlord transfers the property in which or on which the Rental Unit is
located.
E. The Program Administrator may promulgate regulations implementing the
banking process and regulating the notices that a Landlord may be required to
provide to the Tenant and/or the Rent Program when utilizing the banking process
authorized by this Ordinance.
Section 6. Petition Process
A. A Landlord or a Tenant may file a petition with the Rent Stabilization Program to
request an upward or downward adjustment of the Maximum Allowable Rent.
B. Upon filing the petition, the Program Administrator shall notify the petitioner of the
acceptance or denial of the petition based on the completeness of the submission.
The Program Administrator shall not assess the merits of the petition, but shall only
refuse acceptance of a petition that does not include required information or
documentation.
C. Upon acceptance of a petition, the Program Administrator shall provide written
notice to the parties affected by the petition. The written notice shall inform parties
of the petition process, right to respond, and include a copy of the completed
petition with the supportive documents available upon request. Any response
submitted by the responding party will be made available to the petitioning party.
Each accepted petition shall be scheduled for a hearing by the Hearing Officer to
be held within thirty (30) calendar days from the date the Program Administrator
accepts the petition. With agreement of the parties, the Hearing Examiner may
hold the hearing beyond the 30 days. Before the hearing, the Program
Administrator may attempt, with the parties concurrence, to mediate a resolution
of the petition. Notwithstanding any other provision of this Ordinance, the Hearing
Office may refuse to hold a hearing or grant a Rent adjustment if a Hearing Officer
has held a hearing and made a decision with regard to the Maximum Allowable
Rent within the previous six months based on the same or substantially the same
grounds for an upward or downward Rent adjustment.
D. The Hearing Officer shall conduct the hearing employing the usual procedures in
administrative hearing matters, i.e., the proceeding will not be governed by the
technical rules of evidence and any relevant evidence will be admitted.
E. Any party may appear and offer such documents, testimony, written declarations,
or other evidence as may be pertinent to the proceeding. Each party shall comply
with the Hearing Officer’s request for documents and information and shall comply
with the other party’s reasonable requests for documents and information. The
Hearing Officer may proceed with the hearing notwithstanding that a party has
failed to provide the documents or information requested by the Hearing Officer or
a party has failed to provide documents or information requested by the other
party. The Hearing Officer may take into consideration, however, the failure of a
party to provide such documents or information.
F. The party who files the petition shall have the burden of proof. As to the burden of
proof, the Hearing Officer shall use the preponderance of evidence tes t, i.e., that
what the petitioner is required to prove is more likely to be true than not and, after
weighing all the evidence, if the Hearing Officer cannot decide that something is
more likely to be true than not, the Hearing Officer must conclude that the petitioner
did not prove it.
G. The hearing will be reported by a certified court reporter or otherwise recorded for
purposes of judicial review. The Hearing Officer may request a copy of the
transcript prior to making a decision.
H. In making an individual upward adjustment of Rent, the Hearing Officer shall grant
an upward adjustment only if such an adjustment is necessary in order to provide
the Landlord with a constitutionally required fair return on property. The Hearing
officer shall not determine a fair return solely by the application of a fixed or
mechanical accounting formula but there is a rebuttable presumption that
maintenance of Net Operating Income for the Base Year, as adjusted by inflation
over time, provided a Landlord with a fair return o n property.
I. In making an individual downward adjustment of Rent, the Hearing Officer may
consider decreases in Housing Services, living space, or amenities; substantial
deterioration of the Rental Unit other than as a result of ordinary wear and tear; the
Landlord’s failure to comply substantially with applicable housing, health and
safety codes; or the Landlord’s failure to comply with Ordinance No. 3148.
J. Within 30 days of the close of the hearing, the Hearing Officer shall make a
determination, based on the preponderance of evidence, whether there should be
an upward or downward adjustment of Rent, and shall make a written statement
of decision upon which such determination is based. The Hearing Officer’s
allowance or disallowance of any upward or downward adjustment of Rent may be
reasonably conditioned in any manner necessary to effectuate the purposes of this
Ordinance. The Hearing Officer shall provide the statement of decision to the
Program Administrator who shall provide copies to the parties.
K. The Hearing Officer’s decision shall be final unless judicial review is sought within
60 days of the date of the Hearing Officer’s decision. An upward or do wnward
adjustment of Rent shall take effect immediately upon the Hearing Officer’s
decision unless provided otherwise in the decision
Section 7. Implementing Polices and Regulations
The City Manager or the City Manager’s designee shall have the authority to promulgate
all necessary policies, procedures, and regulations to implement the requirements and
fulfill the policies and purposes of this Ordinance.
Section 8. Implied Repeal
Any provision of the Alameda Municipal Code inconsistent with this Ordinance, to the
extent of such inconsistencies and no further, is hereby repealed or modified to the extent
necessary to effectuate this Ordinance.
Section 9. CEQA Determination
The City Council finds and determines that the adoption of this ordinance is exempt from
review under the California Environmental Quality Act (CEQA) pursuant to the following,
each a separate and independent basis: CEQA Guidelines, Section 15378 (not a project)
and Section 15061(b)(3) (no significant environmental impact).
Section 10. Severability
If any provision of this Ordinance is held by a court of competent jurisdiction to be invalid,
this invalidity shall not affect other provisions of this Ordinance that can be given effect
without the invalid provision and therefore the provisions of this Ordinance are severable.
The City Council declares that it would have enacted each section, subsection,
paragraph, subparagraph and sentence notwithstanding the invalidity of any other
section, subsection, paragraph, subparagraph or sentence.
Section 11. Effective Date
This Ordinance shall be in full force and effect from and after the expiration of thirty (30)
days from the date of its final passage.
Attest:
Lara Weisiger, City
*****
I, the undersigned, hereby certify that the foregoing Ordinance was duly and
regularly adopted and passed by the Council of the City of Alameda in a regular
meeting assembled on the 16th day of July, 2019, by the following vote to wit:
AYES: Councilmembers Knox White, Oddie, Vella and Mayor Ezzy
Ashcraft-4.
NOES: Councilmember Daysog -1 .
ABSENT: None.
ABSTENTIONS: None.
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official
seal of said City this 17th day of July, 2019.