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Kennedy 700ECEIVE CALIFORNIA FORM 11111 STATEMENT OF ECONOMIC INTEREST FAIR POLITICAL PRACTICES COMMISSION A PUBLIC DOCUMENT COVER PAGE CITY OF ALAM5DA CITY CLERK'S OFFIOE Please type or print in ink. NAME OF FILER Kennedy 1. Office, Agency, or Court Agency Name (Do not use acronyms) City of Alameda (LAST) Division, Board, Department, District, if applicable Kevin (FIRST) Your Position Treasurer (MIDDLE) Robert ~ If filing for multiple positions, list below or on an attachment. (Do not use acronyms) Agency:--------------------Position:------------------ 2. Jurisdiction of Office (Check at least one box) OState Multi-County----------------- IZI City of Alameda 3. Type of Statement (Check at least one box) 1ZJ Annual: The period covered is January 1, 2013, through December 31, 2013. -or- The period covered is _f_f ____ , through December 31, 2013. Assuming Office: Date assumed _f_j ___ _ D Judge or Court Commissioner (Statewide Jurisdiction) County of _______________ _ D Other------------------ Leaving Office: Date Left __J_f ___ _ (Check one) 0 The period covered is January 1, 2013, through the date of leaving office. 0 The period covered is __J_f ____ , through the date of leaving office. D Candidate: Election year _____ _ and office sought, if different than Part 1: ---------------- 4. Schedule Summary Check applicable schedules or "None." 1ZJ Schedule A-1 • Investments -schedule attached 1ZJ Schedule A·2 • Investments -schedule attached D Schedule B • Real Property -schedule attached -or- 111--Total number of pages including this cover page: ---- 1ZJ Schedule C • Income, Loans, & Business Positions -schedule attached Schedule D • Income Gifts -schedule attached D Schedule E • Income -Gifts -Travel Payments -schedule attached D None • No reportable interests on any schedule 5. Verification MAILING ADDRESS STREET CITY STATE ZIP CODE (Business or Agency Ad:lress Recommended -Public Document) Alameda CA 94501 DAYTIME TELEPHONE NUMBER E-MAIL ADDRESS (OPTIONAL) ( 510 ) 748-1898 I have used all reasonable diligence in preparing this statement. I have reviewed this statement and to the best of my knowledge the information contained herein and in any attached schedules is true and complete. I acknowledge this is a public document. I certify under penalty of perjury under the laws of the State of California that the foregoi FPPC Form 700 (2013/2014) FPPC Advice Email: advice@fppc.ca.gov FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov SCHEDULE A-1 Investments C~ILIFORNl.A FORM 11111 FAIR POLITICAL. PRACTICES COMMISSION Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%) Name Do not attach brokerage or financial statements_ ~ NAME OF BUSINESS ENTITY NorCal Community Bancorp GENERAL DESCRIPTION OF THIS BUSINESS Banking FAIR MARKET VALUE $2,000 -$10,000 $100,001 -$1,000,000 NATURE OF INVESTMENT D $10,001 -$100,000 D Over $1,000,000 llJ Stock Other------------- (Describe) Partnership O Income Received of $0 -$499 O Income Received of $500 or More (Report on Schedule CJ IF APPLICABLE, LIST DATE: __J__J_jL ACQUIRED ~~_JL ~ NAME OF BUSINESS ENTITY of Marin DISPOSED GENERAL DESCRIPTION OF THIS BUSINESS Banking FAIR MARKET VALUE D $2,ooo -$10,000 Ill $100,001 -$1,000,000 NATURE OF INVESTMENT D $10,001 -$100,000 D Over $1,000 000 Stock D Other------------- (Describe) D Partnership O Income Received of $0 -$499 O Income Received of $500 or More (Report on Schedule CJ IF APPLICABLE, LIST DATE ~~_JL ACQUIRED __J__J_jL DISPOSED ~ NAME OF BUSINESS ENTITY GENERAL DESCRIPTION OF THIS BUSINESS FAIR MARKET VALUE D $2,ooo -$10,000 D $100.001 -$1,000,000 D $10.001 -$100,000 D Over $1,000,000 NATURE OF INVESTMENT D Stock D Other------------- (Describe) D Partnership O Income Received of $0 -$499 O Income Received of $500 or More (Report on Schedule C) IF APPLICABLE. LIST DATE: ACQUIRED __J__J_jL DISPOSED ~ NAME OF BUSINESS ENTITY GENERAL DESCRIPTION OF THIS BUSINESS FAIR MARKET VALUE D $2,ooo -$10,000 D $100,001 -$1,000,000 NATURE OF INVESTMENT D $10,001 -$100.000 0 Over $1,000,000 Stock D Other------------- (Describe) D Partnership O Income Received of $0 -$499 O Income Received of $500 or More (Report on Schedule C) IF APPLICABLE, LIST DATE: __J__J_jL ACQUIRED __j__J_jL DISPOSED ~ NAME OF BUSINESS ENTITY GENERAL DESCRIPTION OF THIS BUSINESS FAIR MARKET VALUE D $2,ooo -$10,000 D $100.001 -$1,000,000 NATURE OF INVESTMENT D Stock D Other D $10,001 -$100,000 0 Over $1,000,000 (Describe) D Partnership 0 Income Received of $0 -$499 0 Income Received of $500 or More (Report on Schedule CJ IF APPLICABLE, LIST DATE: __J__J_jL ACQUIRED __j__J__fl__ DISPOSED ~ NAME OF BUSINESS ENTITY GENERAL DESCRIPTION OF THIS BUSINESS FAIR MARKET VALUE $2,000 -$10,000 $100,001 -$1,000,000 D $10,001 -$100,000 0 Over $1,000,000 NATURE OF INVESTMENT D Stock Other------------- (Describe) D Partnership 0 Income Received of $0 -$499 0 Income Received of $500 or More (Report on Schedule C) IF APPLICABLE, LIST DATE: __J__J_jL ACQUIRED __j__J__fl__ DISPOSED FPPC Form 700 (2013/2014) FPPC Advice Email: advice@fppc.ca.gov FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov SCHEDULE A-2 Investments, Income, and Assets of Business Entities/Trusts (Ownership Interest is 10% or Greater) ~ 1. BQSINESS ENTITY OR TRUS± Kevin Kennedy, LLC Name 1516 Oak Street Suite 101, Alameda CA 94501 Address (Business Address Acceptable) Check one D Trust, go to 2 D Business Entity, complete the box, then go to 2 GENERAL DESCRIPTION OF THIS BUSINESS Investment Advisor FAIR MARKET VALUE D $0 -$1,999 IF APPLICABLE. LIST DATE: D $2,ooo -$10,000 D $10.001 -$100.000 D $100.001 -$1,000,000 IZJ Over $1,000,000 __j__J_fl_ ACQUIRED __} __J--11._ DISPOSED NATURE OF INVESTMENT D Partnership D Sole Proprietorship IZJ _L_L_C ________ _ Other ~ 3. LISI ±HE NAME OE EACH REPORIABLE SINGLE SOURCE OF INCOME OF $10,000 OR MORE (Attach a sepa•ate sheet .r necessary.) None ~ 4. INVESIMENmS AND INmEREsms IN REAL PROPERTY HELD OR LEASED ID'. ±HE BUSINESS ENmlTY OR ±RUST Check one box: D INVESTMENT D REAL PROPERTY Name of Business Entity, if Investment, Q.[ Assessor's Parcel Number or Street Address of Real Property Description of Business Activity QI City or Other Precise Location of Real Property FAIR MARKET VALUE D $2,ooo -$10.000 D $10,001 -$100.000 D $100.001 -$1,000.000 D Over $1,000,000 NATURE OF INTEREST D Property Ownership/Deed of Trust IF APPLICABLE. LIST DATE: __j__j_fl_ __}__} --11._ ACQUIRED DISPOSED D Stock D Partnership D Leasehold D Other----------- Yrs. remaining D Check box if additional schedules reporting investments or real property are attached ~ 1. BUSINESS ENTITY qR TRUST I Name Address (Business Address Acceptable) Check one D Trust, go to 2 D Business Entity, complete the box, then go to 2 GENERAL DESCRIPTION OF THIS BUSINESS FAIR MARKET VALUE D $0 -$1,999 D $2,ooo -$10,000 D $10,001 -s100.ooo D $100.001 -$1,000,000 D Over $1,000,000 IF APPLICABLE, LIST DATE: __J__J--11._ ACQUIRED __J__J--11._ DISPOSED '1 NATURE OF INVESTMENT Partnership D Sole Proprietorship Other Check one box: D INVESTMENT REAL PROPERTY Name of Business Entity, if Investment, m Assessor's Parcel Number or Street Address of Real Property Description of Business Activity QI City or Other Precise Location of Real Property FAIR MARKET VALUE $2,000 -$10,000 $10,001 -$100,000 $100,001 -$1,000,000 Over $1,000,000 NATURE OF INTEREST D Property Ownership/Deed of Trust D Leasehold Yrs. remaining IF APPLICABLE, LIST DATE: __} __} -11_ __j__J--11._ ACQUIRED DISPOSED Stock D Partnership Other----------- Check box if additional schedules reporting investments or real property are attached Comments: ________________________ _ FPPC Form 700 (2013/2014) Sch. A-2 FPPC Advice Email: advice@fppc.ca.gov FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov SCHEDULE C Income, Loans, & Business Positions CAl.:.11E©RNIA FORM 1mm FAIR POLITICAL PRACTICES COMMISSION Name (Other than Gifts and Travel Payments) "" 1. INCOME RECEIVED " "" 1. INCOME RECEIVED NAME OF SOURCE OF INCOME Kevin Kennedy, LLC ADDRESS (Business Address Acceptable) Alameda CA 94501 BUSINESS ACTIVITY, IF ANY, OF SOURCE Investment Advisor YOUR BUSINESS POSITION President GROSS INCOME RECEIVED D $500 -$1,ooo D $10,001 -$100,000 D $1,001 -$10,000 llJ OVER $100,000 CONSIDERATION FOR WHICH INCOME WAS RECEIVED D Salary D Spouse's or registered domesfrc partner's income D Loan repayment GZJ Partnership D Sale of ------------------- (Real property, car boat, etc,) Commission or D Rental Income, list each source of $10,000 or more D Other------------------- (Describe) "" 2. LOANS RECEIVED OR oumsmANDING DURING mHE REPORilNG PERl0D NAME OF SOURCE OF INCOME Bank of Alameda/NorCal Comm Bancorp ADDRESS (Business Address Acceptable) Alameda CA 94502 BUSINESS ACTIVITY, IF ANY, OF SOURCE Banking YOUR BUSINESS POSITION Director GROSS INCOME RECEIVED D $500 -$1,ooo Ill $10,001 -$100,000 D $1,001 -$10,000 DOVER $100,000 CONSIDERATION FOR WHICH INCOME WAS RECEIVED GZJ Salary Spouse's or registered domestic partner's income D Loan repayment D Partnership D Sale of ------=------------ (Real property, car boat, etc,) Commission or Rental Income, list each source of $10,000 or more Other----------=---------- (Descnbe) * You are not required te report loans from commercial lending institutions, or any indebtedness created as part of a retail installment or credit card transaction, made in the lender's regular course of business on terms available to members of the public without regard to your official status. Personal loans and leans received not in a lender's regular course of business must be disclosed as follows: NAME OF LENDER* ADDRESS (Business Address Acceptable) BUSINESS ACTIVITY, IF ANY, OF LENDER HIGHEST BALANCE DURING REPORTING PERIOD D $500 -$1,ooo D $1,001 -$10,000 $10,001 -$100,000 DOVER $100,000 Comments: INTEREST RATE TERM (Months/Years) ____ % D None SECURITY FOR LOAN D None D Personal residence Real Property----------------- Street address City D Guarantor------------------ D Other __________________ _ (Describe) FPPC Form 700 (2013/2014) Sch. C FPPC Advice Email: advice@fppc.ca.gov FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov SCHEDULE C Income, Loans, & Business Positions Cll..LIF~RNIA FORM 1mm FAIR POLITICAL PRACTICES COMMISSION Name (Other than Gifts and Travel Payments) .., 1. INCOME RECEIVED .., 1. INCOME RECEIVED NAME OF SOURCE OF INCOME Alameda Unified School District ADDRESS (Business Address Acceptable) 94501 BUSINESS ACTIVITY, IF ANY, OF SOURCE School YOUR BUSINESS POSITION Teacher GROSS INCOME RECEIVED D $soo -$1,ooo Ill $10,001 -$100,000 $1,001 -$10,000 D OVER $100,000 CONSIDERATION FOR WHICH INCOME WAS RECEIVED 0 Salary IZJ Spouse's or registered domesf1c partner's income 0 Loan repayment 0 Partnership 0 Sale of -------------------- property, car, boat. etc.) 0 Commission or 0 Rental Income, list each source of $10,000 or more 0 Other--------------------- (Describe) .., 2. l:LOANS RECEIVED OR OUTSTANDING DURING THE REFlORTING FlERIOD NAME OF SOURCE OF INCOME ADDRESS (Business Address Acceptable) BUSINESS ACTIVITY, IF ANY, OF SOURCE YOUR BUSINESS POSITION GROSS INCOME RECEIVED D $soo -$1,ooo D $10,001 -$100,000 $1,001 • $10,000 D OVER $100,000 CONSIDERATION FOR WHICH INCOME WAS RECEIVED 0 Salary Spouse's or registered domestic partner's income Loan repayment 0 Partnership 0 Sale of (Real property, car, boat, etc,) Commission or 0 Rental Income, list each source of $10,000 or more Other -----------c=--c--c--------- {Describe) * You are not required to report loans from commercial lending institutions, or any indebtedness created as part of a retail installment or credit card transaction, made in the lender's regular course of business on terms available to members of the public without regard to your official status. Personal loans and loans received not in a lender's regular course of business must be disclosed as follows: NAME OF LENDER* ADDRESS (Business Address Acceptabla) BUSINESS ACTIVITY, IF ANY, OF LENDER HIGHEST BALANCE DURING REPORTING PERIOD $500 . $1,000 D $1,001. $10,000 $10,001 . $100,000 DOVER $100,000 Comments: INTEREST RATE TERM (Months/Years) ____ o/o D None SECURITY FOR LOAN 0 None 0 Personal residence 0 Real Property-------.,------------ Street address City Guarantor------------------- Other-------------------- {Describe) FPPC Form 700 (2013/2014) Sch. C FPPC Advice Email: advice@fppc.ca.gov FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov CITY OF ALAMEDA• CALIFORNIA Sunshine Ordinance Declaration Alameda Municipal Code §2-93.5 All City employees and officials required to file a Statement of Economic Interests (also known as the Fair Political Practices Commission Fonn 700) must annually declare that they have read the Sunshine Ordinance and have attended, or will attend when next offered, a training session on the Sunshine Ordinance. A filer who assumes office must file this form within 30 days of the date that he or she is sworn in or assumes employment. The completed declarations are public records. By signing below, I certify under penalty of pe1jury that: I have read the Sunshine Ordinance and have attended, or will attend when next offered, a training session on the Sunshine Ordinance. If this is an assuming office filing, please provide your assuming office date: Assuming Office Date Return completed form to: City Clerk, City Hall 2263 Santa Clara A venue, Room 380 Alameda CA 94501